DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••••• C•••• D••••••

5• N•••• P•••••• W•••••independent RIAWinter Park, FlIA-onlyIAPD 4029016

Certified Financial Planner

Feed of 09/14/2026

Also filed as D•••••• C•••• D••••••

At current firm

1 y

since Dec 18, 2024

In the industry

22 y

since Sep 2, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

5• N•••• P•••••• W••••• i••••••••• wealth current
since Dec 18, 2024 · Winter Park, Fl
I••••••••• F•••••••• P••••••• BD affiliated
Jan 3, 2025 to Jan 21, 2025 · Winter Park, Fl
L•• F•••••••• L•• BD affiliated
Jun 3, 2010 to Feb 10, 2012 · Winter Park, Fl
I••••••••• F•••••••• P••••••• BD affiliated
Jun 5, 2008 to Dec 31, 2024 · Orlando, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 8, 2004 to Jun 3, 2008 · Ocala, Fl

Moves

a registration end followed by a registration begin elsewhere

I••••••••• F•••••••• P••••••• to no registered destination
left Jan 21, 2025 · Departure, no registered destination
I••••••••• F•••••••• P••••••• to L•• F•••••••• L••
left Dec 31, 2024, registered Jun 3, 2010 (-5325 days) · Other · moved with a team
L•• F•••••••• L•• to 5• N•••• P•••••• W•••••
left Feb 10, 2012, registered Dec 18, 2024 (4695 days) · Other
A••••••••• F•••••••• S•••••••• L•• to I••••••••• F•••••••• P•••••••
left Jun 3, 2008, registered Jun 5, 2008 (2 days) · Other

Signals

D•••••• C•••• D•••••• no longer registered at I••••••••• F•••••••• P•••••••; no later IA registration on IAPD
Jan 21, 2025 · Advisor departure · fact
D•••••• C•••• D•••••• left I••••••••• F•••••••• P••••••• for L•• F•••••••• L•• (registered 2010-06-03)
Dec 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address