DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••••• E••••• A••••••

L•• F•••••••• L••BD affiliatedVirginia Beach, Va dual registrantIAPD 4029958

Feed of 09/14/2026

Also filed as Ken A••••••

At current firm

1 y

since Sep 6, 2025

In the industry

26 y

since Jan 14, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Sep 6, 2025 · Virginia Beach, Va
O•••• I••••••••• I••• BD affiliated
Oct 30, 2020 to Sep 5, 2025 · Baltimore, Md
W•••• F•••• A••••••• wirehouse
Jul 30, 2003 to Nov 16, 2020 · Norfolk, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 18, 2000 to Jul 1, 2003 · Norfolk, Va

Moves

a registration end followed by a registration begin elsewhere

O•••• I••••••••• I••• to L•• F•••••••• L••
left Sep 5, 2025, registered Sep 6, 2025 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
W•••• F•••• A••••••• to O•••• I••••••••• I•••
left Nov 16, 2020, registered Oct 30, 2020 (-17 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jul 1, 2003, registered Jul 30, 2003 (29 days) · Wirehouse to wirehouse

Signals

K•••••• E••••• A•••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2025-09-06)
Sep 5, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address