DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sonnie Onaona Koko

Osaic Wealth, Inc.BD affiliatedHonolulu, Hidual registrantIAPD 4031019

Feed of 09/14/2026

At current firm

1 y

since Apr 17, 2025

In the industry

26 y

since May 9, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Apr 17, 2025 · Honolulu, Hi
Equitable Advisors, LLC national BD
Sep 6, 2024 to Apr 24, 2025 · Honolulu, Hi
Osaic Wealth, Inc. BD affiliated
Nov 2, 2018 to Sep 11, 2024 · Honolulu, Hi
Signator Investors, Inc. former
Jul 23, 2018 to Nov 2, 2018 · Honolulu, Hi
Valic Financial Advisors, Inc. BD affiliated
Mar 25, 2004 to Jul 20, 2018 · Honolulu, Hi

Moves

a registration end followed by a registration begin elsewhere

Equitable Advisors, LLC to Osaic Wealth, Inc.
left Apr 24, 2025, registered Apr 17, 2025 (-7 days) · Affiliated broker-dealer or bank to another
Osaic Wealth, Inc. to Equitable Advisors, LLC
left Sep 11, 2024, registered Sep 6, 2024 (-5 days) · Affiliated broker-dealer or bank to another
Signator Investors, Inc. to Osaic Wealth, Inc.
left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
Valic Financial Advisors, Inc. to Signator Investors, Inc.
left Jul 20, 2018, registered Jul 23, 2018 (3 days) · Affiliated broker-dealer or bank to another

Signals

Sonnie Onaona Koko left Equitable Advisors, Llc for Osaic Wealth, Inc. (registered 2025-04-17)
Apr 24, 2025 · Advisor changed firm · fact
Sonnie Onaona Koko left Osaic Wealth, Inc. for Equitable Advisors, Llc (registered 2024-09-06)
Sep 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address