RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• G••••• J••••••
- C••••••• S••••••••• I••• BD affiliated currentsince Jan 3, 2023 · Hanover, Ma
- S•••••••• S••••••••• BD affiliatedSep 15, 2015 to Apr 8, 2022 · Raynham, Ma
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 22, 2004 to Jul 26, 2006 · East Providence, Ri
- S•••••••• S••••••••• to C••••••• S••••••••• I•••left Apr 8, 2022, registered Jan 3, 2023 (270 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to S•••••••• S•••••••••left Jul 26, 2006, registered Sep 15, 2015 (3338 days) · Other
- W•••••• G••••• J•••••• left S•••••••• S••••••••• for C••••••• S••••••••• I••• (registered 2023-01-03)Apr 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address