RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• A•••••• A••••••
- O•••• W•••••• I••• BD affiliated currentsince Aug 18, 2025 · Melville, Ny
- L•• F•••••••• L•• BD affiliatedMay 31, 2019 to Aug 20, 2025 · Fort Mill, Sc
- C•••••• G•••• • C• I•• formerMar 30, 2010 to Jun 4, 2019 · Melville, Ny
- G•••••••• F••••••••• I•• unclassifiedJun 4, 2009 to Mar 30, 2010 · Tampa, Fl
- E•••••••• A•••••••• L•• national BDNov 2, 2005 to Jun 8, 2009 · Melville, Ny
- C•••••• O•• F•••••••• A••••••• L•• unclassifiedAug 18, 2005 to Sep 26, 2005 · Melville, Ny
- L•• F•••••••• L•• to O•••• W•••••• I•••left Aug 20, 2025, registered Aug 18, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••••• G•••• • C• I•• to L•• F•••••••• L••left Jun 4, 2019, registered May 31, 2019 (-4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- G•••••••• F••••••••• I•• to C•••••• G•••• • C• I••left Mar 30, 2010, registered Mar 30, 2010 (0 days) · Other
- E•••••••• A•••••••• L•• to G•••••••• F••••••••• I••left Jun 8, 2009, registered Jun 4, 2009 (-4 days) · Other
- C•••••• O•• F•••••••• A••••••• L•• to E•••••••• A•••••••• L••left Sep 26, 2005, registered Nov 2, 2005 (37 days) · Other
- L•••• A•••••• A•••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2025-08-18)Aug 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address