DFX Intelligence
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Channel change (one enterprise)
4 advisors moved from C•••••• G•••• • C• I•• to L•• F•••••••• L••
Not a lift-out: both firms report Lpl Holdings, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Benjamin Edward Loturco | Melville, Ny | Jun 4, 2019 | Jun 20, 2019 |
| Edward Loturco | Syracuse, Ny | Jun 4, 2019 | Jun 20, 2019 |
| Frank Joseph Fattizzi | Melville, Ny | Jun 4, 2019 | May 31, 2019 |
| Louis Anthony Addesso | Syracuse, Ny | Jun 4, 2019 | May 31, 2019 |
The rule
- Registrations ended
- Jun 4, 2019
- Registered next
- May 31, 2019 to Jun 20, 2019
- Branch state
- NY
- Cities
- 2, most in Syracuse, Ny
- Registered there that day
- 201 (people still on IAPD; an estimate)
- Share of that headcount
- 2.0%
- One enterprise because
- both firms report Lpl Holdings, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape