RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• M•••••
- E••••• J•••• national BD currentsince Oct 25, 2019 · Bedford, Tx
- W•••• C••••• S••••••••• I••• state registeredJan 31, 2006 to Oct 22, 2019 · Bedford, Tx
- E•••••• A••••••• S•••••••• I••• unclassifiedJun 28, 2002 to Jun 11, 2003 · Lewisville, Tx
- W•••• C••••• S••••••••• I••• to E••••• J••••left Oct 22, 2019, registered Oct 25, 2019 (3 days) · Other
- E•••••• A••••••• S•••••••• I••• to W•••• C••••• S••••••••• I•••left Jun 11, 2003, registered Jan 31, 2006 (965 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address