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RIA Intelligence
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Registered advisor
R••••• V••••• F••••••
Feed of 09/15/2026
Also filed as F••••••
At current firm
14 y
since May 25, 2012
In the industry
26 y
since Nov 18, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince May 25, 2012 · Milwaukee, Wi
- A•••••••• F•••• M••••••••• L•• asset managerOct 24, 2007 to May 21, 2012 · Menomonee Falls, Wi
- A•••••••• F•••• M••••••••• L•• asset managerJul 11, 2005 to Feb 27, 2006 · Menomonee Falls, Wi
Moves
a registration end followed by a registration begin elsewhere
- A•••••••• F•••• M••••••••• L•• to R••••• W• B•••• • C•• I•••••••••left May 21, 2012, registered May 25, 2012 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address