DFX Intelligence
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Registered advisor
J•••• P•••••• M••••••
Feed of 09/14/2026
At current firm
10 y
since Nov 2, 2015
In the industry
26 y
since Nov 10, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 2, 2015 · Rockville, Md
- L•••••• I••••••••• independent RIAJan 1, 2001 to Nov 5, 2015 · Rockville, Md
Moves
a registration end followed by a registration begin elsewhere
- L•••••• I••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 5, 2015, registered Nov 2, 2015 (-3 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address