RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• K••••• F••••
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Sep 7, 2017 · Missoula, Mt
- S•• I••••••••• I••• formerMay 18, 2010 to Sep 7, 2017 · Missoula, Mt
- P•••••• W••• F•••••••• C••••••••• I•• formerOct 5, 2004 to May 19, 2010 · Missoula, Mt
- B••••• • Y•••• A•••••••• I••• formerMay 27, 2004 to Oct 8, 2004 · Missoula, Mt
- S•• I••••••••• I••• to I••••••••• F•••••••• G••••• L••left Sep 7, 2017, registered Sep 7, 2017 (0 days) · Other
- P•••••• W••• F•••••••• C••••••••• I•• to S•• I••••••••• I•••left May 19, 2010, registered May 18, 2010 (-1 days) · Other
- B••••• • Y•••• A•••••••• I••• to P•••••• W••• F•••••••• C••••••••• I••left Oct 8, 2004, registered Oct 5, 2004 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address