RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• M• R•••••
- N••••••••• I••••••••• A•••••••• L•• BD affiliated currentsince Jan 5, 2012 · Columbus, Oh
- N•••••• I••••••••• I••• unclassifiedApr 28, 2008 to Apr 29, 2008 · Delaware, Oh
- C•••• I••••••••• S••••••• C•••• formerJul 25, 2006 to Mar 31, 2008 · Columbus, Oh
- J••• M••••• A•••• M••••••••• unclassifiedJul 7, 2004 to Aug 24, 2004 · Columbus, Oh
- N•••••• I••••••••• I••• to N••••••••• I••••••••• A•••••••• L••left Apr 29, 2008, registered Jan 5, 2012 (1346 days) · Other
- C•••• I••••••••• S••••••• C•••• to N•••••• I••••••••• I•••left Mar 31, 2008, registered Apr 28, 2008 (28 days) · Other
- J••• M••••• A•••• M••••••••• to C•••• I••••••••• S••••••• C••••left Aug 24, 2004, registered Jul 25, 2006 (700 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address