DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Wes Peterson

Mpwm Advisory Solutions LLCindependent RIAAlpharetta, Gadual registrantIAPD 4045943

Feed of 09/14/2026

Also filed as Wes P Peterson

At current firm

1 y

since Apr 17, 2025

In the industry

26 y

since Nov 2, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mpwm Advisory Solutions LLC independent RIA current
since Apr 17, 2025 · Alpharetta, Ga
Cetera Investment Advisers LLC BD affiliated
Jan 21, 2014 to Apr 16, 2025 · Canton, Ga
Cetera Investment Services LLC former
Apr 11, 2013 to Jan 21, 2014 · St Cloud, Mn
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 24, 2010 to Mar 7, 2013 · Alpharetta, Ga
Charles Schwab & Co., Inc. national BD
Apr 1, 2003 to Sep 17, 2003 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Mpwm Advisory Solutions LLC
left Apr 16, 2025, registered Apr 17, 2025 (1 days) · Affiliated broker-dealer or bank to independent RIA
Cetera Investment Services LLC to Cetera Investment Advisers LLC
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cetera Investment Services LLC
left Mar 7, 2013, registered Apr 11, 2013 (35 days) · Other
Charles Schwab & Co., Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Sep 17, 2003, registered Nov 24, 2010 (2625 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Wes Peterson left Cetera Investment Advisers Llc for Mpwm Advisory Solutions Llc (registered 2025-04-17)
Apr 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address