DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mpwm Advisory Solutions LLC
Latest filing Mar 30, 2026
First filing on the tape Dec 11, 2013 · 64 filings
SEC status approved since Jan 2, 2014
RAUM
$327M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$310M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$21.8M
derived; firm RAUM over IAPD count
Employees
20
12 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
64 filings and snapshots on the tape
RAUM$327M as of Mar 30, 2026
Feb 6, 2015$270M then
HNW client RAUM$181M as of Mar 30, 2026
Feb 9, 2018$28.5M then
State-registered IARs (5.B.3)12 as of Mar 30, 2026
Feb 6, 20153 then
Employees (5.A)20 as of Mar 30, 2026
Feb 6, 20153 then
Private funds: no history
RAUM +2.0% over the last fiscal year+19% a year over threeIARs 13 to 12
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $21.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $278,675derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.9derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- -7.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $327MreportedItem 5.I
- Custody
- $113M, 84 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$181M55%
- Individuals$129M39%
- Pension and profit-sharing plans$14.2M4.3%
- Charitable organizations$2.6M0.8%
- Corporations and businesses$82,5540.0%
- Individual clients
- 497reported
- HNW clients
- 76reported
- Pension plan clients
- 10reported
- Charitable clients
- 3reported
- Accounts
- 1,173reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $113M for 84 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=12.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Troy Howell Hutchinson | Roswell, Ga | Dec 11, 2006 | 34 y | 0 |
| Steven Laurence Dougherty | Alpharetta, Ga | Apr 16, 2019 | 10 y | 0 |
| Steven John Mayer | Alpharetta, Ga | Nov 5, 2019 | 26 y | 1 |
| Brian Ashley Mullins | Alpharetta, Ga | Jan 12, 2021 | 30 y | 3 |
| Derek Maurice LawsonCertified Financial Planner | Suwanee, Ga | Apr 7, 2021 | 18 y | 4 |
| Robert Jay Miller | Alpharetta, Ga | Nov 29, 2021 | 25 y | 0 |
| Evelyn Steinman Perez | Alpharetta, Ga | Nov 9, 2022 | 14 y | 0 |
| Ginette Mayer | Alpharetta, Ga | Dec 1, 2022 | 12 y | 0 |
| Ryan Myrick | Alpharetta, Ga | Aug 14, 2023 | 13 y | 1 |
| Tiffany Aymond Keefe | Alpharetta, Ga | Sep 11, 2023 | 19 y | 0 |
| John Cole Buff | Albany, Ny | Sep 25, 2023 | 20 y | 2 |
| Laura Roesel Brannen | Alpharetta, Ga | Nov 29, 2023 | 11 y | 1 |
| Philip John Petersen | Alpharetta, Ga | Jul 2, 2024 | 31 y | 3 |
| Wes Peterson | Alpharetta, Ga | Apr 17, 2025 | 26 y | 4 |
| Adam Ross Levy | New York, Ny | Dec 2, 2025 | 18 y | 2 |
Advisor movement
2 left, 2 joined in 12 months
net 0 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount6 left over 36 months
Left, latest
- Patrick Allan Thomas to Fortis Capital Advisors, LLCAug 5, 2026 · RIA to RIA
- Mathew Todd Goldberg to Manhattan Wealth Management GroupJan 29, 2026 · RIA to a newly registered adviser
- Lee Stennes to Afs Wealth Management LLCMay 9, 2025 · RIA to a state-registered adviser
- Adam Christopher Knaust to LPL Financial LLCJun 3, 2024 · RIA to affiliated broker-dealer or bank
- Nicholas Reid Kopff to LPL Financial LLCJun 3, 2024 · RIA to affiliated broker-dealer or bank
- Agustin Hernandez to LPL Financial LLCMar 18, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- Patrick Allan Thomas from Cardea Capital Advisors, LLCMay 28, 2026 · RIA to RIA
- Adam Ross Levy from Wells Fargo AdvisorsDec 2, 2025 · Wirehouse to independent RIA
- Wes Peterson from Cetera Investment Advisers LLCApr 17, 2025 · Affiliated broker-dealer or bank to independent RIA
- Philip John Petersen from Osaic Wealth, Inc.Jul 2, 2024 · Affiliated broker-dealer or bank to independent RIA
- Laura Roesel Brannen from Edward JonesNov 29, 2023 · Affiliated broker-dealer or bank to independent RIA
- Adam Christopher Knaust from Wealthone, LLCSep 25, 2023 · RIA to RIA
- John Cole Buff from Wealthone, LLCSep 25, 2023 · RIA to RIA
- Nicholas Reid Kopff from Wealthone, LLCSep 25, 2023 · RIA to RIA
- Ryan Myrick from Edward JonesAug 14, 2023 · Affiliated broker-dealer or bank to independent RIA
- Agustin Hernandez from Private Advisor Group, LLCSep 4, 2021 · RIA to RIA
- Mathew Todd Goldberg from Chase Investment Services Corp.Aug 10, 2021 · Other
- Derek Maurice Lawson from Wells Fargo AdvisorsApr 7, 2021 · Wirehouse to independent RIA
- Brian Ashley Mullins from Private Advisor Group, LLCJan 12, 2021 · Affiliated broker-dealer or bank to independent RIA
- Lee Stennes from Wells Fargo AdvisorsFeb 7, 2020 · Wirehouse to independent RIA
- Steven John Mayer from Chase Investment Services Corp.Nov 5, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for LPL Financial LLCJun 3, 2024 · Albany, Ny
- 3 joined from Wealthone, LLCOct 2, 2023 · Albany, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Steven Mayer · Managing Partnercontrolsince 11/2013 · owns 75% or more
- Steinman Evelyn Perez · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Alpharetta, Ga · principal | 13 | 0 | 2 | ||
| Albany, Ny | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Albany, NY3 employees
- Alpharetta, GA3 employees
- Oak Ridge, TN1 employees
- Roswell, GA1 employees
- Statesboro, GA1 employees
- Suwanee, WI1 employees
- Watkinsville, GA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 653.0 to 1,173.0 (+80.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was +5.0% (3688 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 653 to 1,173Feb 6, 2026 to Mar 30, 2026
- Individual clients · 573 to 497Feb 6, 2026 to Mar 30, 2026
- Pension plan clients · 12 to 10Feb 6, 2026 to Mar 30, 2026
- Assets in custody · $87.1M to $113MFeb 6, 2026 to Mar 30, 2026
- Discretionary RAUM · $320M to $327MFeb 6, 2026 to Mar 30, 2026
- HNW RAUM · $170M to $181MFeb 6, 2026 to Mar 30, 2026
- Individual RAUM · $147M to $129MFeb 6, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $168,387 to $0Feb 6, 2026 to Mar 30, 2026
- Pension RAUM · unset to 14214093.0Feb 6, 2026 to Mar 30, 2026
- RAUM · $321M to $327MFeb 6, 2026 to Mar 30, 2026
- Advisory employees · 13 to 12Dec 8, 2025 to Feb 6, 2026
- BD registered reps · 13 to 12Dec 8, 2025 to Feb 6, 2026
- Employees · 22 to 20Dec 8, 2025 to Feb 6, 2026
- State-registered IARs · 13 to 12Dec 8, 2025 to Feb 6, 2026
- Other offices · 6 to 7Dec 8, 2025 to Feb 6, 2026
- Employees · 20 to 22May 14, 2025 to Dec 8, 2025
- Financial planning clients · 1-10 to 1-10Mar 27, 2025 to May 14, 2025
- Other offices · 7 to 6Mar 27, 2025 to May 14, 2025
- Accounts · 779 to 653Dec 23, 2024 to Mar 27, 2025
- Advisory employees · 12 to 13Dec 23, 2024 to Mar 27, 2025
- BD registered reps · 12 to 13Dec 23, 2024 to Mar 27, 2025
- Charity clients · 0 to 3Dec 23, 2024 to Mar 27, 2025
- Corporate clients · 5 to 3Dec 23, 2024 to Mar 27, 2025
- HNW clients · 68 to 76Dec 23, 2024 to Mar 27, 2025
- Individual clients · 706 to 573Dec 23, 2024 to Mar 27, 2025
- Pension plan clients · 0 to 12Dec 23, 2024 to Mar 27, 2025
- Assets in custody · $108M to $87.1MDec 23, 2024 to Mar 27, 2025
- Employees · 19 to 20Dec 23, 2024 to Mar 27, 2025
- State-registered IARs · 12 to 13Dec 23, 2024 to Mar 27, 2025
- Other offices · 8 to 7Dec 23, 2024 to Mar 27, 2025
- Discretionary RAUM · $316M to $320MDec 23, 2024 to Mar 27, 2025
- HNW RAUM · $145M to $170MDec 23, 2024 to Mar 27, 2025
- Individual RAUM · $167M to $147MDec 23, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $167,724 to $168,387Dec 23, 2024 to Mar 27, 2025
- Pension RAUM · 0.0 to unsetDec 23, 2024 to Mar 27, 2025
- RAUM · $316M to $321MDec 23, 2024 to Mar 27, 2025
- Advisory employees · 14 to 12Mar 6, 2024 to May 22, 2024
- BD registered reps · 14 to 12Mar 6, 2024 to May 22, 2024
- Employees · 20 to 19Mar 6, 2024 to May 22, 2024
- State-registered IARs · 14 to 12Mar 6, 2024 to May 22, 2024
Signals
13 dated events
- Patrick Allan Thomas left Mpwm Advisory Solutions Llc for Fortis Capital Advisors, Llc (registered 2026-05-28)Aug 5, 2026 · Advisor changed firm · fact
- Mathew Todd Goldberg left Mpwm Advisory Solutions Llc for Manhattan Wealth Management Group (registered 2026-02-02)Jan 29, 2026 · Advisor changed firm · fact
- Lee Stennes left Mpwm Advisory Solutions Llc for Afs Wealth Management Llc (registered 2025-06-10)May 9, 2025 · Advisor changed firm · fact
- Nicholas Reid Kopff left Mpwm Advisory Solutions Llc for Lpl Financial Llc (registered 2024-05-16)Jun 3, 2024 · Advisor changed firm · fact
- Adam Christopher Knaust left Mpwm Advisory Solutions Llc for Lpl Financial Llc (registered 2024-05-16)Jun 3, 2024 · Advisor changed firm · fact
- 2 advisors left Mpwm Advisory Solutions LLC (Albany, NY) for LPL Financial LLC on the same dayJun 3, 2024 · Team lift-out · derived
- Agustin Hernandez left Mpwm Advisory Solutions Llc for Lpl Financial Llc (registered 2024-03-15)Mar 18, 2024 · Advisor changed firm · fact
- Mpwm Advisory Solutions Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 4, 2024 · Succession (Item 4) · fact
- Mpwm Advisory Solutions Llc reported RAUM $315.7M, up 64% from $192.6M (2023-11-17 to 2024-03-04)Mar 4, 2024 · RAUM change · derived
- 3 advisors left Wealthone, LLC (Albany, NY) for Mpwm Advisory Solutions LLC on the same dayOct 2, 2023 · Team lift-out · derived
- Todd Mathew Goldberg (Managing Partner) no longer on Schedule A of Mpwm Advisory Solutions Llc (listed 2023-03-15, absent 2023-08-01)Aug 1, 2023 · Control person left · inference
- Steinman Evelyn Perez (Chief Compliance Officer) appeared on Schedule A of Mpwm Advisory Solutions LlcMar 13, 2023 · Control person joined · fact
- Mpwm Advisory Solutions Llc filed its initial SEC registration (Form ADV)Dec 11, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- customerservice@capstonebenefitsadvisors.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 678-323-2405reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- capstonebenefitsadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 678-566-4001reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $21.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026