RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• M••••••• C••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 18, 2024 · New Orleans, La
- M••••• K••••• • C••••••• L•• formerMar 28, 2007 to Apr 20, 2010 · New Orleans, La
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedDec 19, 2003 to Mar 15, 2007 · New Orleans, La
- M••••• K••••• • C••••••• L•• to J••• M••••• S••••••••• L••left Apr 20, 2010, registered Jan 18, 2024 (5021 days) · Other
- A•••••• I••••••••• M••••••••• C•••••• L•• to M••••• K••••• • C••••••• L••left Mar 15, 2007, registered Mar 28, 2007 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address