DFX Intelligence
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Registered advisor
J•••• L••••• B•••••••••
Feed of 09/14/2026
Also filed as J•••• L••••• B••••••••• L• B••••••••• L• B••••••••• L• B•••••••••
At current firm
3 y
since Feb 24, 2023
In the industry
25 y
since Jun 12, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 24, 2023 · Doral, Fl
- U•• F•••••••• S••••••• I••• wirehouseDec 19, 2011 to Apr 14, 2014 · Miami, Fl
- H••• S••••••••• •••• I••• BD affiliatedDec 21, 2005 to Dec 22, 2011 · Miami, Fl
- S••••••• I••••••••• S•••••••• I••• formerJun 12, 2001 to Nov 29, 2005 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to T••••• A••••••• S•••••••• I•••left Apr 14, 2014, registered Feb 24, 2023 (3238 days) · Wirehouse to affiliated broker-dealer or bank
- H••• S••••••••• •••• I••• to U•• F•••••••• S••••••• I•••left Dec 22, 2011, registered Dec 19, 2011 (-3 days) · Other
- S••••••• I••••••••• S•••••••• I••• to H••• S••••••••• •••• I•••left Nov 29, 2005, registered Dec 21, 2005 (22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address