DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Melissa Mcgrath

Ameriprise Financial Services, LLCnational BDCharlotte, Nc dual registrantIAPD 4049414

Feed of 09/14/2026

Also filed as Melissa Michelle Smith

At current firm

2 y

since Jun 19, 2024

In the industry

20 y

since Jun 20, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since Jun 19, 2024 · Minneapolis, Mn
Provenance Wealth Advisors independent RIA
Aug 25, 2023 to May 29, 2024 · Fort Lauderdale, Fl
Raymond James Financial Services Advisors, Inc BD affiliated
May 23, 2023 to Aug 25, 2023 · Concord, Nc
LPL Financial LLC BD affiliated
May 26, 2022 to Apr 21, 2023 · Fort Mill, Sc

Moves

a registration end followed by a registration begin elsewhere

Provenance Wealth Advisors to Ameriprise Financial Services, LLC
left May 29, 2024, registered Jun 19, 2024 (21 days) · RIA to affiliated broker-dealer or bank
Raymond James Financial Services Advisors, Inc to Provenance Wealth Advisors
left Aug 25, 2023, registered Aug 25, 2023 (0 days) · Other
LPL Financial LLC to Raymond James Financial Services Advisors, Inc
left Apr 21, 2023, registered May 23, 2023 (32 days) · Affiliated broker-dealer or bank to another

Signals

Melissa Mcgrath left Provenance Wealth Advisors for Ameriprise Financial Services, Llc (registered 2024-06-19)
May 29, 2024 · Advisor changed firm · fact
Melissa Mcgrath left Raymond James Financial Services Advisors, Inc for Provenance Wealth Advisors (registered 2023-08-25)
Aug 25, 2023 · Advisor changed firm · fact
Melissa Mcgrath left Lpl Financial Llc for Raymond James Financial Services Advisors, Inc (registered 2023-05-23)
Apr 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address