DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Kenneth Hicok
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
0 y
since Feb 12, 2026
In the industry
26 y
since Dec 6, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Hicok Financial Solutions, LLC state registered currentsince Feb 12, 2026 · Templeton, Ca
- Procore Advisors, LLC independent RIAAug 10, 2017 to Feb 11, 2026 · Newport Beach, Ca
- Partnervest Advisory Services LLC formerMay 20, 2013 to Nov 21, 2017 · Pasadena, Ca
- Msi Financial Services, Inc. formerAug 5, 2011 to May 15, 2013 · Pasadena, Ca
- Osaic Fa, Inc. formerOct 2, 2002 to Apr 28, 2011 · Irvine, Ca
- Equitable Advisors, LLC national BDJul 24, 2000 to Sep 23, 2002 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- Procore Advisors, LLC to Hicok Financial Solutions, LLCleft Feb 11, 2026, registered Feb 12, 2026 (1 days) · RIA to a state-registered adviser
- Partnervest Advisory Services LLC to Procore Advisors, LLCleft Nov 21, 2017, registered Aug 10, 2017 (-103 days) · Other
- Msi Financial Services, Inc. to Partnervest Advisory Services LLCleft May 15, 2013, registered May 20, 2013 (5 days) · Other
- Osaic Fa, Inc. to Msi Financial Services, Inc.left Apr 28, 2011, registered Aug 5, 2011 (99 days) · Other
- Equitable Advisors, LLC to Osaic Fa, Inc.left Sep 23, 2002, registered Oct 2, 2002 (9 days) · Other
Signals
- David Kenneth Hicok left Procore Advisors, Llc for Hicok Financial Solutions, Llc (registered 2026-02-12)Feb 11, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address