DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Procore Advisors, LLC
Latest filing Jul 30, 2026
First filing on the tape May 30, 2025 · 4 filings
SEC status approved since Jun 5, 2025
RAUM
$144M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$132M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$47.9M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$144M as of Jul 30, 2026
May 30, 2025$111M then
HNW client RAUM$81.4M as of Jul 30, 2026
May 30, 2025$65.3M then
State-registered IARs (5.B.3)3 as of Jul 30, 2026
May 30, 20255 then
Employees (5.A)3 as of Jul 30, 2026
May 30, 20255 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $47.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 75derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $307,634derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $21.0M, 76 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$81.4M57%
- Individuals$50.3M35%
- Corporations and businesses$11.9M8.3%
- Pension and profit-sharing plans$3,4220.0%
- Individual clients
- 194reported
- HNW clients
- 30reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 467reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $21.0M for 76 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Bryan David WardCertified Financial Planner | Newport Beach, Ca | Aug 10, 2017 | 23 y | 4 |
| Keythe Elizabeth Ward-AguilarCertified Financial Planner | Newport Beach, Ca | Aug 10, 2017 | 30 y | 3 |
| Mark Anthony AguilarCertified Financial Planner | Newport Beach, Ca | Nov 17, 2023 | 14 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- David Kenneth Hicok to Hicok Financial Solutions, LLCFeb 11, 2026 · RIA to a state-registered adviser
Joined, latest
- David Kenneth Hicok from Partnervest Advisory Services LLCAug 10, 2017 · Other
- Bryan David Ward from Partnervest Advisory Services LLCAug 10, 2017 · Other
- Keythe Elizabeth Ward-Aguilar from Partnervest Advisory Services LLCAug 10, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anthony Mark Aguilar · Managing Member And Chief Operations Officercontrolsince 12/2023 · owns 25% to 50%
- Elizabeth Keythe Ward-Aguilar · Managing Member & Chief Compliance Officer Investment Officercontrolsince 06/2017 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Newport Beach, Ca · principal | 3 | 0 | 0 | ||
| Pasadena, Ca | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 402 to 467Feb 9, 2026 to Mar 27, 2026
- Advisory employees · 5 to 3Feb 9, 2026 to Mar 27, 2026
- Corporate clients · 5 to 6Feb 9, 2026 to Mar 27, 2026
- HNW clients · 27 to 30Feb 9, 2026 to Mar 27, 2026
- Individual clients · 159 to 194Feb 9, 2026 to Mar 27, 2026
- Assets in custody · $18.2M to $21.0MFeb 9, 2026 to Mar 27, 2026
- Employees · 5 to 3Feb 9, 2026 to Mar 27, 2026
- State-registered IARs · 5 to 3Feb 9, 2026 to Mar 27, 2026
- Discretionary RAUM · $106M to $144MFeb 9, 2026 to Mar 27, 2026
- HNW RAUM · $65.3M to $81.4MFeb 9, 2026 to Mar 27, 2026
- Individual RAUM · $42.9M to $50.3MFeb 9, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $5.0M to $0Feb 9, 2026 to Mar 27, 2026
- Pension RAUM · $3,272 to $3,422Feb 9, 2026 to Mar 27, 2026
- RAUM · $111M to $144MFeb 9, 2026 to Mar 27, 2026
Signals
1 dated events
- David Kenneth Hicok left Procore Advisors, Llc for Hicok Financial Solutions, Llc (registered 2026-02-12)Feb 11, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@procoreadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 949-339-2990reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- PROCOREADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 949-339-2990reportedpublic record, Form ADV, Jul 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026