T••••• J• J••••• M••••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 20, 2026 · Branford, Ct
• U•• F•••••••• S••••••• I••• wirehouse
  Oct 8, 2008 to Jan 22, 2026 · New Haven, Ct
• W•••• F•••• A••••••• wirehouse
  Jul 1, 2003 to Oct 9, 2008 · New Haven, Ct
• P••••••••• E••••• G••••• L•• unclassified
  Sep 18, 2000 to Jul 1, 2003 · New Haven, Ct

• U•• F•••••••• S••••••• I••• to L•• F•••••••• L••
  left Jan 22, 2026, registered Jan 20, 2026 (-2 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••
  left Oct 9, 2008, registered Oct 8, 2008 (-1 days) · Wirehouse to wirehouse
• P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
  left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

• ••• Locked
  Jan 22, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address