RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••• G••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 1, 2009 · Pinehurst, Nc
- F•• S••••••••• C••••••••• formerApr 8, 2003 to Apr 3, 2009 · Southern Pines, Nc
- M••••• S•••••• D• I••• unclassifiedDec 31, 2001 to Mar 18, 2003 · Raleigh, Nc
- F•• S••••••••• C••••••••• to W•••• F•••• A•••••••left Apr 3, 2009, registered Apr 1, 2009 (-2 days) · Other
- M••••• S•••••• D• I••• to F•• S••••••••• C•••••••••left Mar 18, 2003, registered Apr 8, 2003 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address