RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• C••••• P••••••••
- X••• S••••••• independent RIA currentsince Dec 2, 2025 · Montrose, Co
- A••••••• F•••••••• P••••••• unclassifiedDec 14, 2018 to Mar 29, 2026 · Montrose, Co
- C••••• A•••••• N••••••• L•• formerMar 28, 2005 to Nov 21, 2018 · Lakewood, Co
- W•••••• • R••• formerJun 30, 2004 to Aug 19, 2004 · Denver, Co
- A••••••• F•••••••• P••••••• to X••• S•••••••left Mar 29, 2026, registered Dec 2, 2025 (-117 days) · Other
- C••••• A•••••• N••••••• L•• to A••••••• F•••••••• P•••••••left Nov 21, 2018, registered Dec 14, 2018 (23 days) · Other
- W•••••• • R••• to C••••• A•••••• N••••••• L••left Aug 19, 2004, registered Mar 28, 2005 (221 days) · Other
- J••••• C••••• P•••••••• left A••••••• F•••••••• P••••••• for X••• S••••••• (registered 2025-12-02)Mar 29, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address