DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Xypn Sapphire
Legal name Xy Investment Solutions, LLC
Latest filing Sep 16, 2026
First filing on the tape Jan 3, 2017 · 58 filings
SEC status approved since Jun 12, 2020
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
75%
$939M individuals and HNW
Advisors
64
registered through the firm on IAPD
RAUM per advisor
$19.6M
derived; firm RAUM over IAPD count
Employees
69
60 advisory (5.B.1)
Offices
39
beyond the principal office
Private funds
0
reported on Schedule D
History
58 filings and snapshots on the tape
RAUM$1.3B as of Aug 27, 2026
Mar 30, 2021$117M then
HNW client RAUM$301M as of Aug 27, 2026
Mar 30, 2021$0 then
State-registered IARs (5.B.3)0 as of Aug 27, 2026
Mar 30, 20213 then
Employees (5.A)69 as of Aug 27, 2026
Mar 30, 20215 then
Private funds: no history
RAUM +290% over the last fiscal year+131% a year over threeIARs 25 to 0offices 25 to 39
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- RAUM per advisor
- $19.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 11derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $294,105derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 1.6derived40 offices incl. principal (1.F.5)
- RAUM growth, one year
- +175%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +135%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Custody
- $1.3B, 787 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$638M51%
- High-net-worth individuals$301M24%
- Other investment advisers$210M17%
- Pension and profit-sharing plans$97.5M7.8%
- Charitable organizations$3.7M0.3%
- Corporations and businesses$2.9M0.2%
- Individual clients
- 539reported
- HNW clients
- 182reported
- Pension plan clients
- 14reported
- Charitable clients
- 9reported
- Accounts
- 4,262reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.3B for 787 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.75 fund_share=0.17 institutional_share=0.08 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
66 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Francis Stoj | Atlanta, Ga | Feb 6, 2020 | 10 y | 2 |
| Ryan William JohnsonCertified Financial Planner | Zeeland, Mi | Feb 8, 2024 | 11 y | 1 |
| Ronald Alan RhoadesCertified Financial Planner | Bowling Green, Ky | Jul 24, 2024 | 25 y | 9 |
| Bradley Michael Griffiths | Whittier, Ca | Jul 31, 2024 | 12 y | 4 |
| Derek Todd MerklerCertified Financial Planner | Bozeman, Mt | Aug 21, 2024 | 17 y | 2 |
| Cherry Thi PhanChartered Financial Analyst | Austin, Tx | Nov 26, 2024 | 18 y | 1 |
| Marianne PoonChartered Financial Analyst | Bozeman, Mt | Dec 3, 2024 | 11 y | 1 |
| Lindsey Carolyn YoungCertified Financial Planner | Baltimore, Md | Dec 19, 2024 | 21 y | 1 |
| David Harding Brown | Bozeman, Mt | Dec 23, 2024 | 12 y | 2 |
| Christopher Alan ArnoldCertified Financial Planner | University City, Mo | Dec 23, 2024 | 10 y | 2 |
| Chris BrownCertified Financial Planner | Bozeman, Mt | Jan 7, 2025 | 16 y | 1 |
| Wai Lim PoonChartered Financial Analyst | Bozeman, Mt | Jan 8, 2025 | 10 y | 0 |
| David William FrankCertified Financial Planner | Bozeman, Mt | Jan 12, 2025 | 25 y | 1 |
| Stratton HarrisonCertified Financial Planner | Chicago, Il | Feb 14, 2025 | 10 y | 3 |
| Taylor Michelle Hain | Bozeman, Mt | Feb 26, 2025 | 10 y | 0 |
| Andrew Michael AlmeidaCertified Financial Planner, Chartered Financial Analyst | Bozeman, Mt | Mar 6, 2025 | 18 y | 5 |
| Jeffrey David BaumgartnerCertified Financial Planner | Bismark, Nd | Mar 10, 2025 | 17 y | 0 |
| Jason Robert LillyCertified Financial Planner, Chartered Financial Analyst | Bozeman, Mt | Mar 13, 2025 | 27 y | 2 |
| Bryan James GumCertified Financial Planner | Mission, Ks | Mar 24, 2025 | 13 y | 1 |
| Erin Adele O'BrienCertified Financial Planner | Bozeman, Mt | Apr 28, 2025 | 25 y | 1 |
| Johannes Carl FureCertified Financial Planner | Bozeman, Mt | May 1, 2025 | 37 y | 3 |
| Tamie Ball | Bozeman, Mt | May 22, 2025 | 13 y | 2 |
| Dallin Van Walker | Rexburg, Id | May 22, 2025 | 10 y | 1 |
| Shana Elise Bennett | Bozeman, Mt | May 27, 2025 | 12 y | 1 |
| Scott Michael MalbasaCertified Financial Planner | Portland, Or | Jun 26, 2025 | 12 y | 2 |
| Jesse Cole Biddle | Fort Payne, Al | Jul 11, 2025 | 11 y | 0 |
| Julian TrevesCertified Financial Planner | Bozeman, Mt | Jul 28, 2025 | 18 y | 2 |
| Philip S GibsonCertified Financial Planner | Bozeman, Mt | Aug 8, 2025 | 12 y | 4 |
| Cole Terrell Setzer | Bozeman, Mt | Aug 8, 2025 | 15 y | 0 |
| Tyler Patrick ConleyCertified Financial Planner | Des Moines, Ia | Aug 18, 2025 | 13 y | 2 |
| Eunsoo ChungCertified Financial Planner, Personal Financial Specialist | Millbrae, Ca | Aug 28, 2025 | 13 y | 1 |
| Steven MoffittCertified Financial Planner | Bozeman, Mt | Sep 5, 2025 | 12 y | 3 |
| Kevin KennedyCertified Financial Planner | Greensboro, Nc | Sep 5, 2025 | 10 y | 3 |
| Mark Aaron Lee EversCertified Financial Planner | Bozeman, Mt | Sep 15, 2025 | 26 y | 8 |
| Kimberly A BridgesCertified Financial Planner | Buckeye, Az | Oct 9, 2025 | 17 y | 2 |
| Patrick Gannon DiamondCertified Financial Planner | North Kingstown, Ri | Oct 9, 2025 | 10 y | 1 |
| Sean Alexander HummelCertified Financial Planner | Bozeman, Mt | Oct 22, 2025 | 11 y | 4 |
| David Liegakos | Bozeman, Mt | Nov 13, 2025 | 11 y | 2 |
| Joseph Michael DunnChartered Financial Analyst | Norman, Ok | Nov 24, 2025 | 11 y | 1 |
| Justin Carter PritchardCertified Financial Planner | Bozeman, Mt | Dec 2, 2025 | 26 y | 3 |
Advisor movement
2 left, 24 joined in 12 months
net +22 in 12 months0 left in 90 days7 joined in 90 daysdeparture rate 3.1% of current headcount8 left over 36 months
Left, latest
- Anton Fawver Madsen to Stone Steps Financial, LLCJun 9, 2026 · RIA to RIA
- Mario Joseph Pizzamiglio to Ardent Guardian Wealth Advisory, LLCApr 1, 2026 · RIA to a state-registered adviser
- Charles Michael Feehely to Valor Wealth PartnersAug 15, 2025 · RIA to a state-registered adviser
- Bryan Wilczewski to Park Avenue Securities LLCMay 15, 2025 · RIA to affiliated broker-dealer or bank
- Melody Brady to NectarineApr 1, 2025 · Other
- Patricia Michelleheaton Parker to Accurate Wealth Management, LLCMar 6, 2025 · Other
- Jeffrey Robert Snodgrass to Wedmont Private CapitalMar 3, 2025 · Other
- Samantha Wendy Silberstein to Motley Fool Wealth Management, LLCDec 17, 2024 · Other
- Thomas Dekari Kerney to Cooper Financial Services, Inc.Jan 18, 2022 · Other
Joined, latest
- Andrew Thomas Forrester from KrilogySep 15, 2026 · RIA to RIA
- Ryan Mcquinn Moak from Ry FinancialAug 25, 2026 · Other
- John Peter Jenkins from Empower Advisory Group, LLCAug 24, 2026 · Affiliated broker-dealer or bank to independent RIA
- Grant Desaussure O'Bryan from Alchemy Wealth ManagementAug 21, 2026 · Other
- Amelia Leigh Thomas from Empire Capital VenturesAug 7, 2026 · Other
- William James Dion from Cerity Partners LLCJul 15, 2026 · RIA to RIA
- Amy Lynn Shappell from Cgn Advisors, LLCJun 23, 2026 · RIA to RIA
- Kyle Hunt Wilke from Cgn Advisors, LLCJun 5, 2026 · RIA to RIA
- Nathaniel David Baim from Pursuit Planning And Investments, LLCMay 26, 2026 · Other
- Michael Finn from One Charles Private WealthMay 11, 2026 · RIA to RIA
- William Ross Drexler from Ameriprise Financial Services, LLCMay 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Richard Scott Boyles from Brightscape Investment CentersApr 16, 2026 · Other
- Deivanayak T Balakrishnan from Certified Advisory CorpApr 2, 2026 · RIA to RIA
- Alexa Symone Ashi from Palm Wealth PartnersMar 23, 2026 · RIA to RIA
- Hilal Yilmaz from Insight Investment CounselMar 4, 2026 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Concurrent Wealth ManagementNov 5, 2025 · Houston, Tx
- 2 joined from Strategic Advisers LLCOct 15, 2025 · Boston, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Bradley Griffiths · Cco Xypn Sapphirecontrolsince 06/2024 · owns less than 5%
- Alan Robert Moore · President & Ceocontrolsince 11/2016 · owns less than 5%
- Suzette Jena Olney · Director Of Client Servicescontrolsince 09/2023 · owns less than 5%
- Robert Jeffrey Snodgrass · Managing Directorcontrolsince 01/2022 · owns less than 5%
- Ernest Michael Kitces · Managing Membercontrolsince 02/2014 · owns 25% to 50% of Xy Planning Network LLC
- Alan Robert Moore · Managing Membercontrolsince 02/2014 · owns 50% to 75% of Xy Planning Network LLC
Entity owners
- Xy Planning Network LLC · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bozeman, Mt · principal | 64 | 32 | 2 | ||
| Bowling Green, Ky | 2 | 0 | 0 | ||
| Greensboro, Nc | 2 | 0 | 0 | ||
| Los Angeles, Ca | 2 | 1 | 0 | ||
| Portland, Or | 2 | 1 | 0 | ||
| Raleigh, Nc | 1 | 1 | 0 | ||
| Saint Louis, Mo | 0 | 0 | 0 | ||
| Santa Monica, Ca | 0 | 0 | 0 | ||
| Worthington, Oh | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Grand Rapids, MI1 employees
- Saint Louis, MO1 employees
- , 1 employees
- Columbus, OH
ADV anomalies
13 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 2, 2026KITCES, MICHAEL, ERNEST (MANAGING MEMBER) left Schedule A between the filings of 2024-08-01 and 2026-09-02peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Sep 2, 2026OLNEY, JENA, SUZETTE (DIRECTOR OF CLIENT SERVICES) left Schedule A between the filings of 2024-08-01 and 2026-09-02peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Sep 2, 2026SNODGRASS, JEFFREY, ROBERT (MANAGING DIRECTOR) left Schedule A between the filings of 2024-08-01 and 2026-09-02peers: independent wealth managers, $1B to $5B (1,360)
- institutional to wealth shiftCombination · filing Apr 29, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $321,042,677 to $881,503,781, advisors 25 to 0, private clients 264 to 621, offices 25 to 38 (2025-04-28 to 2026-04-29)peers: independent wealth managers, $1B to $5B (1,360)
- client mix shiftChange between filings · filing Apr 29, 2026private-client share of RAUM moved from 50.0% to 74.0% between the annual amendments of 2025-04-28 and 2026-04-29peers: independent wealth managers, $1B to $5B (1,360)
- client count surgeChange between filings · filing Apr 29, 2026individual and HNW clients (Item 5.D) moved from 264.0 to 621.0 (+135.0%) between the annual amendments of 2025-04-28 and 2026-04-29; the peer median change was +5.0% (1132 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 99% percentile
- advisor count dropChange between filings · filing Apr 29, 2026advisory representatives (Item 5.B.3) moved from 25.0 to 0.0 (-100.0%) between the annual amendments of 2025-04-28 and 2026-04-29; the peer median change was 0.0% (999 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 0.0% percentile
- account count surgeChange between filings · filing Apr 29, 2026accounts (Item 5.F.2.f) moved from 2,539.0 to 3,921.0 (+54.0%) between the annual amendments of 2025-04-28 and 2026-04-29; the peer median change was +6.0% (1206 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 93% percentile
- employee count surgeChange between filings · filing Apr 29, 2026employees (Item 5.A) moved from 26.0 to 64.0 (+146.0%) between the annual amendments of 2025-04-28 and 2026-04-29; the peer median change was +4.0% (1050 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,050) · 100% percentile
- HNW share shiftChange between filings · filing Apr 29, 2026HNW share of RAUM moved from 24.0% to 52.0% between the annual amendments of 2025-04-28 and 2026-04-29peers: independent wealth managers, $1B to $5B (1,360)
- institutional asset share shiftChange between filings · filing Apr 29, 2026institutional share of RAUM moved from 50.0% to 26.0% between the annual amendments of 2025-04-28 and 2026-04-29peers: independent wealth managers, $1B to $5B (1,360)
- office count surgeChange between filings · filing Apr 29, 2026offices other than the principal office (Item 1.F.5) moved from 25.0 to 38.0 (+52.0%) between the annual amendments of 2025-04-28 and 2026-04-29; the peer median change was 0.0% (379 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $1B to $5B (379) · 95% percentile
- RAUM up 50 %Change between filings · filing Apr 29, 2026RAUM (Item 5.F) moved from $321,042,677 to $881,503,781 (+175.0%) between the annual amendments of 2025-04-28 and 2026-04-29; the peer median change was +17.0% (1297 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 99% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 51-100 to 51-100Aug 27, 2026 to Sep 2, 2026
- Related adviser · false to unsetAug 27, 2026 to Sep 2, 2026
- Related bank · false to unsetAug 27, 2026 to Sep 2, 2026
- Related broker-dealer · false to unsetAug 27, 2026 to Sep 2, 2026
- Related insurance company · false to unsetAug 27, 2026 to Sep 2, 2026
- Succession · false to unsetAug 27, 2026 to Sep 2, 2026
- Accounts · 3,921 to 4,262Jun 22, 2026 to Aug 27, 2026
- Advisory employees · 56 to 60Jun 22, 2026 to Aug 27, 2026
- Business name · XYPN INVEST to XYPN SAPPHIREJun 22, 2026 to Aug 27, 2026
- Charity clients · 7 to 9Jun 22, 2026 to Aug 27, 2026
- HNW clients · 156 to 182Jun 22, 2026 to Aug 27, 2026
- Individual clients · 465 to 539Jun 22, 2026 to Aug 27, 2026
- Pension plan clients · 13 to 14Jun 22, 2026 to Aug 27, 2026
- Assets in custody · $881M to $1.3BJun 22, 2026 to Aug 27, 2026
- Employees · 65 to 69Jun 22, 2026 to Aug 27, 2026
- Other offices · 38 to 39Jun 22, 2026 to Aug 27, 2026
- Discretionary RAUM · $881M to $1.3BJun 22, 2026 to Aug 27, 2026
- HNW RAUM · $454M to $301MJun 22, 2026 to Aug 27, 2026
- Individual RAUM · $196M to $638MJun 22, 2026 to Aug 27, 2026
- Non-discretionary RAUM · $666,464 to $3.0MJun 22, 2026 to Aug 27, 2026
- Pension RAUM · $8.6M to $97.5MJun 22, 2026 to Aug 27, 2026
- RAUM · $882M to $1.3BJun 22, 2026 to Aug 27, 2026
- Advisory employees · 55 to 56May 29, 2026 to Jun 22, 2026
- Insurance-licensed employees · 0 to 1May 29, 2026 to Jun 22, 2026
- Advisory employees · 54 to 55Apr 29, 2026 to May 29, 2026
- Employees · 64 to 65Apr 29, 2026 to May 29, 2026
- Advisory employees · 51 to 54Mar 25, 2026 to Apr 29, 2026
- Employees · 55 to 64Mar 25, 2026 to Apr 29, 2026
- Accounts · 3,774 to 3,921Feb 5, 2026 to Mar 25, 2026
- Advisory employees · 34 to 51Feb 5, 2026 to Mar 25, 2026
- Advisory activities · 3 to 4Feb 5, 2026 to Mar 25, 2026
- Charity clients · 0 to 7Feb 5, 2026 to Mar 25, 2026
- Corporate clients · 0 to 9Feb 5, 2026 to Mar 25, 2026
- HNW clients · 148 to 156Feb 5, 2026 to Mar 25, 2026
- Individual clients · 480 to 465Feb 5, 2026 to Mar 25, 2026
- Pension plan clients · 0 to 13Feb 5, 2026 to Mar 25, 2026
- Assets in custody · $882M to $881MFeb 5, 2026 to Mar 25, 2026
- Employees · 36 to 55Feb 5, 2026 to Mar 25, 2026
- Insurance-licensed employees · 1 to 0Feb 5, 2026 to Mar 25, 2026
- State-registered IARs · 34 to 0Feb 5, 2026 to Mar 25, 2026
Signals
27 dated events
- Wai Lim Poon no longer holds an investment adviser registration (last listed at Xypn Sapphire on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Cherry Thi Phan no longer holds an investment adviser registration (last listed at Xypn Sapphire on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Xypn Sapphire reported RAUM $1.3B, up 42% from $881.5M (2026-06-22 to 2026-08-27)Aug 27, 2026 · RAUM change · derived
- Anton Fawver Madsen left Xypn Sapphire for Stone Steps Financial, Llc (registered 2026-02-10)Jun 9, 2026 · Advisor changed firm · fact
- Mario Joseph Pizzamiglio left Xypn Sapphire for Ardent Guardian Wealth Advisory, Llc (registered 2026-04-01)Apr 1, 2026 · Advisor changed firm · fact
- Xypn Sapphire reported 38 offices beyond its principal office, up from 27 (2026-02-05 to 2026-03-25)Mar 25, 2026 · Office count change · derived
- Xypn Sapphire reported 0 state-registered advisory representatives, down from 34 (2026-02-05 to 2026-03-25)Mar 25, 2026 · Advisor headcount change · derived
- Xypn Sapphire reported RAUM $881.5M, up 175% from $321.0M (2025-12-03 to 2026-01-23)Jan 23, 2026 · RAUM change · derived
- 2 advisors left Concurrent Wealth Management (Houston, TX) for Xypn Sapphire on the same dayNov 5, 2025 · Team lift-out · derived
- 2 advisors left Strategic Advisers LLC (Boston, MA) for Xypn Sapphire on the same dayOct 15, 2025 · Team lift-out · derived
- Charles Michael Feehely left Xypn Sapphire for Valor Wealth Partners (registered 2025-08-05)Aug 15, 2025 · Advisor changed firm · fact
- Bryan Wilczewski left Xypn Sapphire for Park Avenue Securities Llc (registered 2025-06-03)May 15, 2025 · Advisor changed firm · fact
- Xypn Sapphire reported RAUM $321.0M, up 141% from $133.3M (2025-03-03 to 2025-04-28)Apr 28, 2025 · RAUM change · derived
- Xypn Sapphire reported 25 offices beyond its principal office, up from 17 (2025-03-03 to 2025-04-28)Apr 28, 2025 · Office count change · derived
- Xypn Sapphire reported 25 state-registered advisory representatives, up from 15 (2025-03-03 to 2025-04-28)Apr 28, 2025 · Advisor headcount change · derived
- Melody Brady left Xypn Sapphire for Nectarine (registered 2025-01-13)Apr 1, 2025 · Advisor changed firm · fact
- Patricia Michelleheaton Parker left Xypn Sapphire for Accurate Wealth Management, Llc (registered 2025-08-07)Mar 6, 2025 · Advisor changed firm · fact
- Jeffrey Robert Snodgrass left Xypn Sapphire for Wedmont Private Capital (registered 2026-01-30)Mar 3, 2025 · Advisor changed firm · fact
- Samantha Wendy Silberstein left Xypn Sapphire for Motley Fool Wealth Management, Llc (registered 2024-12-18)Dec 17, 2024 · Advisor changed firm · fact
- Suzette Jena Olney (Director Of Client Services) appeared on Schedule A of Xypn SapphireMar 31, 2024 · Control person joined · fact
- Thomas Dekari Kerney left Xypn Sapphire for Cooper Financial Services, Inc. (registered 2024-01-04)Jan 18, 2022 · Advisor changed firm · fact
- Dekari Thomas Kerney (Senior Director) no longer on Schedule A of Xypn Sapphire (listed 2022-01-07, absent 2022-01-18)Jan 18, 2022 · Control person left · inference
- Robert Jeffrey Snodgrass (Director, Cco & Orion Specialist) appeared on Schedule A of Xypn SapphireJan 7, 2022 · Control person joined · fact
- Lisa Asher (Managing Director, Chief Compliance Officer) no longer on Schedule A of Xypn Sapphire (listed 2020-12-10, absent 2021-02-23)Feb 23, 2021 · Control person left · inference
- Dekari Thomas Kerney (Senior Director & Chief Compliance Officer) appeared on Schedule A of Xypn SapphireFeb 23, 2021 · Control person joined · fact
- Lisa Asher (Managing Director, Chief Compliance Officer) appeared on Schedule A of Xypn SapphireMay 14, 2020 · Control person joined · fact
- Xy Investment Solutions, Llc filed its initial SEC registration (Form ADV)Jan 3, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hundredfpreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/xy-investment-solutionsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- xypnsapphire.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (360) 301-7579reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $19.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026