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Registered advisor
C••••••••• A•••••• A••••••
Personal Financial Specialist
Feed of 09/14/2026
At current firm
15 y
since Aug 10, 2011
In the industry
25 y
since Jan 1, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B•••••••• F•••••••• A•••••••• L•• state registered currentsince Aug 10, 2011 · Parma, Oh
- I•••••••• A•••••••• L•• BD affiliatedNov 28, 2007 to Apr 15, 2011 · Urbandale, Ia
- F•• S••••••••• C••••••••• formerJan 3, 2001 to Jul 2, 2002 · Parma, Oh
Moves
a registration end followed by a registration begin elsewhere
- I•••••••• A•••••••• L•• to B•••••••• F•••••••• A•••••••• L••left Apr 15, 2011, registered Aug 10, 2011 (117 days) · Other
- F•• S••••••••• C••••••••• to I•••••••• A•••••••• L••left Jul 2, 2002, registered Nov 28, 2007 (1975 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address