RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• W•••••• M•••••••
- L•••••• W••••• M••••••••• L•• state registered currentsince Oct 13, 2022 · Alvord, Tx
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Oct 21, 2022 · Ft. Worth, Tx
- M••••• K••••• • C••••••• L•• formerMay 27, 2011 to Feb 13, 2013 · Ft. Worth, Tx
- W•••• F•••• A••••••• wirehouseMay 20, 2008 to May 31, 2011 · Colleyville, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 29, 2005 to May 20, 2008 · Ft. Worth, Tx
- B••• O•• S••••••••• C••••••••• unclassifiedDec 4, 2004 to May 2, 2005 · Bedford, Tx
- R•••••• J•••• • A••••••••• I••• to L•••••• W••••• M••••••••• L••left Oct 21, 2022, registered Oct 13, 2022 (-8 days) · Affiliated broker-dealer or bank to a state-registered adviser
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M••••• K••••• • C••••••• L••left May 31, 2011, registered May 27, 2011 (-4 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left May 20, 2008, registered May 20, 2008 (0 days) · Other
- B••• O•• S••••••••• C••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left May 2, 2005, registered Apr 29, 2005 (-3 days) · Other
- J••• W•••••• M••••••• left R•••••• J•••• • A••••••••• I••• for L•••••• W••••• M••••••••• L•• (registered 2022-10-13)Oct 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address