C••••••••• M••• Q••••••

• M••••• S•••••• wirehouse current
  since Apr 7, 2026 · Colchester, Vt
• L•• F•••••••• L•• BD affiliated
  Mar 1, 2010 to Apr 7, 2026 · Fort Mill, Sc
• T• W••••• M••••••••• S••••••• I••• unclassified
  Nov 17, 2009 to Feb 17, 2010 · Richford, Vt
• C••••• I••••••••• S••••••• L•• former
  Mar 4, 2005 to Nov 17, 2009 · Burlington, Vt
• C••••••••• S••••••••• L••• unclassified
  Oct 3, 2001 to Jan 3, 2005 · Williston, Vt

• L•• F•••••••• L•• to M••••• S••••••
  left Apr 7, 2026, registered Apr 7, 2026 (0 days) · Affiliated broker-dealer or bank to wirehouse
• T• W••••• M••••••••• S••••••• I••• to L•• F•••••••• L••
  left Feb 17, 2010, registered Mar 1, 2010 (12 days) · Other
• C••••• I••••••••• S••••••• L•• to T• W••••• M••••••••• S••••••• I•••
  left Nov 17, 2009, registered Nov 17, 2009 (0 days) · corporate re-registration, not a move
• C••••••••• S••••••••• L••• to C••••• I••••••••• S••••••• L••
  left Jan 3, 2005, registered Mar 4, 2005 (60 days) · Other

• ••• Locked
  Apr 7, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address