DFX Intelligence
RIA Intelligence
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Registered advisor
D••••• G• R••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D••••• G• R•••• (III)
At current firm
4 y
since Aug 10, 2022
In the industry
24 y
since Jul 26, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 10, 2022 · Hammond, La
- H•••••• W•••••• I••••••••• S••••••• I••• independent RIAOct 24, 2007 to Aug 10, 2022 · Ponchatoula, La
- B••• O•• S••••••••• C••••••••• unclassifiedAug 12, 2002 to May 11, 2005 · Baton Rouge, La
Moves
a registration end followed by a registration begin elsewhere
- H•••••• W•••••• I••••••••• S••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2022, registered Aug 10, 2022 (0 days) · corporate re-registration, not a move
- B••• O•• S••••••••• C••••••••• to H•••••• W•••••• I••••••••• S••••••• I•••left May 11, 2005, registered Oct 24, 2007 (896 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address