DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cl Wealth Management LLC
Latest filing Aug 20, 2026
First filing on the tape Dec 19, 2011 · 86 filings
SEC status approved since Oct 4, 2011
RAUM
$734M
reported, Item 5.F
Discretionary
51%
of RAUM
Private clients
100%
$732M individuals and HNW
Advisors
42
registered through the firm on IAPD
RAUM per advisor
$17.5M
derived; firm RAUM over IAPD count
Employees
42
39 advisory (5.B.1)
Offices
41
beyond the principal office
Private funds
0
reported on Schedule D
History
86 filings and snapshots on the tape
RAUM$734M as of Aug 20, 2026
Mar 28, 2012$33.1M then
HNW client RAUM$238M as of Aug 20, 2026
May 29, 2018$42.4M then
State-registered IARs (5.B.3)39 as of Aug 20, 2026
Mar 28, 20120 then
Employees (5.A)42 as of Aug 20, 2026
Apr 1, 201368 then
Private funds: no history
RAUM +17% over the last fiscal year+16% a year over threeIARs 42 to 39
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $17.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $373,604derivedHNW RAUM over HNW clients
- Average account
- $338,833derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 51%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived42 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- -7.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.4%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Wrap fee program
- $742MreportedItem 5.I
- Custody
- $185M, 658 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$494M67%
- High-net-worth individuals$238M32%
- Pension and profit-sharing plans$2.0M0.3%
- Corporations and businesses$99,4320.0%
- Individual clients
- 1,528reported
- HNW clients
- 637reported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 2,165reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $548M sponsored, $193M managedreported
- Custody of client assets
- $185M for 658 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=39.0derived
Advisors registered through the firm
42 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ron Feinman | Schaumburg, Il | Apr 18, 2011 | 30 y | 0 |
| Shannon Agnes ShehornCertified Financial Planner | Schaumburg, Il | Jun 2, 2011 | 46 y | 1 |
| Dennis Dale MeswardCertified Financial Planner | Colorado Springs, Co | Aug 8, 2011 | 29 y | 2 |
| John Joseph Wyngaard | Schaumburg, Il | Oct 3, 2011 | 30 y | 1 |
| Mitchell L Ray | Schaumburg, Il | Oct 4, 2011 | 26 y | 1 |
| Peter Edward Bianchetto | Franklin, Ma | Oct 6, 2011 | 29 y | 3 |
| William Raymond Bessette | Hyannis, Ma | Oct 12, 2011 | 35 y | 3 |
| Roger Farrell Leibowitz | Schaumburg, Il | Nov 3, 2011 | 20 y | 1 |
| Mark Edward Urban | Schaumburg, Il | Nov 4, 2011 | 27 y | 1 |
| Andre D Williams | Schaumburg, Il | Feb 1, 2012 | 24 y | 1 |
| Edgar A Wade | Salem, Va | Mar 9, 2012 | 33 y | 4 |
| John Norman Doiron | Schaumburg, Il | May 9, 2012 | 19 y | 0 |
| Malcolm Robert Warneford-ThomsonCertified Financial Planner | Richmond, Va | Jan 2, 2013 | 22 y | 3 |
| Lamindy C Brandon-JosephCertified Financial Planner | Northville, Mi | Apr 30, 2013 | 20 y | 2 |
| Elana Rachel Feigenblatt | Schaumburg, Il | Oct 24, 2013 | 19 y | 3 |
| Gail Lynn Wangen | St. Paul, Mn | Nov 13, 2013 | 29 y | 0 |
| Scott Quentin Brodeen | Big Lake, Mn | Dec 5, 2013 | 24 y | 0 |
| Paul Alan Knier | Schaumburg, Il | Dec 5, 2013 | 34 y | 1 |
| Randolph Cienega Rodriguez | Schaumburg, Il | Feb 24, 2016 | 26 y | 5 |
| Louis Michael JimenezCertified Financial Planner, Chartered Financial Consultant | Schaumburg, Il | Jun 22, 2017 | 27 y | 3 |
| Robert Charles Waddell | Springdale, Ar | Jun 26, 2017 | 30 y | 5 |
| Dell Raymond Hughes | Broken Arrow, Ok | Jun 27, 2017 | 38 y | 1 |
| William Anthony Brooks | Schaumburg, Il | Jul 11, 2017 | 22 y | 2 |
| Mark Andrew Wiacek | San Marino, Ca | Sep 26, 2017 | 28 y | 7 |
| James Scott Rankin | Greely, Co | Jun 13, 2019 | 21 y | 0 |
| Bjorn Jordan | Brookhaven, Ga | Jun 19, 2019 | 24 y | 1 |
| Stephen Pavey Meskan | Schaumburg, Il | Aug 29, 2019 | 36 y | 9 |
| Joseph Dwayne Olheiser | Folsom, Ca | Oct 11, 2019 | 23 y | 5 |
| Stuart Alan Epley | Schaumburg, Il | Oct 17, 2019 | 27 y | 4 |
| Kenneth Shawn Hyatt | Greensboro, Ga | Oct 22, 2019 | 16 y | 3 |
| Russell Paul Green | Syosset, Ny | Mar 22, 2021 | 41 y | 1 |
| Steven Howard Kronethal | Schaumburg, Il | Apr 22, 2021 | 34 y | 0 |
| Thomas Anthony Davis | Kingsport, Tn | Jun 3, 2021 | 13 y | 3 |
| David S Winfrey | Bend, Or | Jun 4, 2021 | 16 y | 4 |
| Meredith Denise SimsChartered Financial Consultant | Atlanta, Ga | Jun 24, 2021 | 22 y | 5 |
| Bradley John Donner | Schaumburg, Il | Aug 31, 2021 | 37 y | 3 |
| David Alan Lakis | Schaumburg, Il | Aug 16, 2022 | 28 y | 4 |
| Joe Dennis Murray | Schaumburg, Il | Jan 3, 2023 | 34 y | 3 |
| Craig Allen Johnson | Minnetonka, Mn | Jan 5, 2023 | 37 y | 2 |
| Daniel Edward Peltier | Schaumburg, Il | Jan 5, 2023 | 30 y | 5 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 2.4% of current headcount1 left over 36 months
Left, latest
- Steven Gregory Price to Sb Advisory, LLCMar 3, 2026 · RIA to RIA
- Timothy Bernard Woods to William Blair & Company L.L.C.Mar 24, 2022 · RIA to affiliated broker-dealer or bank
- William Paul Boscow to Asteria Wealth LLCMar 11, 2022 · RIA to RIA
- Matthew Forrest to Ae Wealth Management, LLCApr 15, 2021 · RIA to affiliated broker-dealer or bank
- Keith Brand to Ae Wealth Management, LLCApr 13, 2021 · RIA to affiliated broker-dealer or bank
- Ashley C Robinson to Ae Wealth Management, LLCApr 13, 2021 · RIA to affiliated broker-dealer or bank
- Jason Hollis Johnson to Ae Wealth Management, LLCApr 13, 2021 · RIA to affiliated broker-dealer or bank
- Daniel Werts to Ae Wealth Management, LLCApr 13, 2021 · RIA to affiliated broker-dealer or bank
- Brian Edward Gardiner to Realta Investment Advisors, IncMay 21, 2020 · Affiliated broker-dealer or bank to another
- Dick Paul Schulz to Brookstone Capital Management LLCApr 3, 2020 · Affiliated broker-dealer or bank to independent RIA
- Luke F Baum to Kingswood Wealth Advisors, LLCMar 17, 2020 · Affiliated broker-dealer or bank to independent RIA
- Howard Davis to Emerson Equity LLCMar 2, 2020 · Affiliated broker-dealer or bank to another
- John Samuel Karrant to Avantax Advisory ServicesJan 21, 2020 · Affiliated broker-dealer or bank to another
- Robert John Ferris to Spire Wealth Management, LLCNov 19, 2019 · Affiliated broker-dealer or bank to another
- Thomas Robert Krueger to Northwestern Mutual Investment Services,LLCSep 12, 2019 · Other
Joined, latest
- Clifford William Shirah from Sb Advisory, LLCFeb 2, 2023 · RIA to RIA
- Eric Martin Ruth from Sb Advisory, LLCJan 12, 2023 · RIA to RIA
- Daniel Edward Peltier from Sb Advisory, LLCJan 5, 2023 · RIA to RIA
- Craig Allen Johnson from Sb Advisory, LLCJan 5, 2023 · RIA to RIA
- Joe Dennis Murray from J. W. Cole Advisors, Inc.Jan 3, 2023 · Affiliated broker-dealer or bank to independent RIA
- David Alan Lakis from Sb Advisory, LLCAug 16, 2022 · RIA to RIA
- Bradley John Donner from Sb Advisory, LLCAug 31, 2021 · RIA to RIA
- Timothy Bernard Woods from Hightower Advisors, LLCJul 30, 2021 · Affiliated broker-dealer or bank to independent RIA
- Meredith Denise Sims from Sb Advisory, LLCJun 24, 2021 · RIA to RIA
- David S Winfrey from Sb Advisory, LLCJun 4, 2021 · RIA to RIA
- Thomas Anthony Davis from Sb Advisory, LLCJun 3, 2021 · RIA to RIA
- Russell Paul Green from B Riley Wealth ManagementMar 22, 2021 · Affiliated broker-dealer or bank to independent RIA
- Matthew Forrest from Edward JonesJan 6, 2020 · Affiliated broker-dealer or bank to another
- Keith Brand from Schwab Wealth Advisory, Inc.Nov 27, 2019 · Affiliated broker-dealer or bank to another
- Luke F Baum from Cbiz Wealth Management, LLCNov 14, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Ae Wealth Management, LLCApr 13, 2021 · Schaumburg, Il
- 2 joined from Sb Advisory, LLCJan 4, 2023 · Atlanta, Ga
- 4 joined from Wilbanks Securities AdvisoryJun 13, 2017 · Oklahoma City, Ok
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Bjorn Jordan · Ccocontrolsince 01/2020 · owns less than 5%
- Farrell Roger Leibowitz · Presidentcontrolsince 02/2020 · owns less than 5%
Entity owners
- Pks Holding LLC · Memberdirect · owns 75% or more
- Binah Capital Group · Memberindirect · owns 75% or more of Wentworth Management Services, LLC · public reporting company
- Wentworth Management Services, LLC · Memberindirect · owns 75% or more of Pks Holding LLC
Related persons
Schedule D 7.A
- Berkeley Street Advisors LLCpooled vehicle sponsorn
- Cabot Lodge Securities LLCbroker-dealern
- Cl Genral Agency LLCreal estaten
- Gail Wangeninsurancen
- Pks Advisory Services, LLCinvestment advisernRAUM $1.1B
- Pks Financial Services, Inc.real estaten
- Purshe Kaplan Sterling Investments, Inc.broker-dealern
- Ron Feinmann
- Shannon Shehorninsurancen
- Spring Hills Holdings LLCn
- World Equity Group, Inc.broker-dealerinvestment advisernRAUM $1.0B
Advisers that list Cl Wealth Management LLC as a related person
- 125648 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Schaumburg, Il · principal | 41 | 0 | 0 | ||
| Atlanta, Ga | 2 | 0 | 0 | ||
| Big Lake, Mn | 2 | 0 | 0 | ||
| Colorado Springs, Co | 2 | 0 | 0 | ||
| Springdale, Ar | 2 | 0 | 0 | ||
| Saint Petersburg, Fl | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Garland, TX2 employees
- , 2 employees
- Salem, VA2 employees
- Menomonee Falls, WI2 employees
- , 1 employees
- , 1 employees
- , 1 employees
- Menno, SD1 employees
- Lynchburg, VA1 employees
- La Jolla, CA1 employees
- , 1 employees
- San Marino, CA1 employees
- , 1 employees
- Atlanta, GA1 employees
- Atlanta, GA1 employees
- Bend, OR1 employees
- Bend, OR1 employees
- Blue Ridge, GA1 employees
- Brookhaven, GA1 employees
- Canandaigua, NY1 employees
- Canton, GA1 employees
- Chesterfield, MI1 employees
- Chicago, IL1 employees
- Colorado Springs, CO1 employees
- Eureka Springs, AR1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Aug 20, 2026custody of client assets (Item 9.A): no on the filing of 2026-03-19, yes on the filing of 2026-08-20peers: independent wealth managers, $500M to $1B (1,483)
- discretionary share shiftChange between filings · filing Mar 19, 2026discretionary share of RAUM moved from 33.0% to 51.0% between the annual amendments of 2025-02-25 and 2026-03-19peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Assets in custody · unset to 184782423.0Mar 19, 2026 to Aug 20, 2026
- Custody of client assets · false to trueMar 19, 2026 to Aug 20, 2026
- Accounts · 2,073 to 2,165Feb 25, 2025 to Mar 19, 2026
- Advisory employees · 41 to 39Feb 25, 2025 to Mar 19, 2026
- BD registered reps · 42 to 39Feb 25, 2025 to Mar 19, 2026
- Corporate clients · unset to 1.0Feb 25, 2025 to Mar 19, 2026
- HNW clients · 286 to 637Feb 25, 2025 to Mar 19, 2026
- Individual clients · 1,787 to 1,528Feb 25, 2025 to Mar 19, 2026
- Pension plan clients · unset to 2.0Feb 25, 2025 to Mar 19, 2026
- State-registered IARs · 42 to 39Feb 25, 2025 to Mar 19, 2026
- Discretionary RAUM · $207M to $375MFeb 25, 2025 to Mar 19, 2026
- HNW RAUM · $189M to $238MFeb 25, 2025 to Mar 19, 2026
- Individual RAUM · $439M to $494MFeb 25, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $422M to $359MFeb 25, 2025 to Mar 19, 2026
- Pension RAUM · unset to 1965052.0Feb 25, 2025 to Mar 19, 2026
- RAUM · $629M to $734MFeb 25, 2025 to Mar 19, 2026
- Wrap assets (manager) · unset to 193214821.0Feb 25, 2025 to Mar 19, 2026
- Wrap assets (sponsor) · unset to 548304817.0Feb 25, 2025 to Mar 19, 2026
- Accounts · 2,003 to 2,073Aug 16, 2024 to Feb 25, 2025
- Advisory employees · 43 to 41Aug 16, 2024 to Feb 25, 2025
- BD registered reps · 44 to 42Aug 16, 2024 to Feb 25, 2025
- HNW clients · 379 to 286Aug 16, 2024 to Feb 25, 2025
- Individual clients · 1,611 to 1,787Aug 16, 2024 to Feb 25, 2025
- Pension plan clients · 10.0 to unsetAug 16, 2024 to Feb 25, 2025
- Employees · 44 to 42Aug 16, 2024 to Feb 25, 2025
- Financial planning clients · 1-10 to 1-10Aug 16, 2024 to Feb 25, 2025
- State-registered IARs · 44 to 42Aug 16, 2024 to Feb 25, 2025
- Other offices · 42 to 41Aug 16, 2024 to Feb 25, 2025
- Discretionary RAUM · $272M to $207MAug 16, 2024 to Feb 25, 2025
- HNW RAUM · $170M to $189MAug 16, 2024 to Feb 25, 2025
- Individual RAUM · $337M to $439MAug 16, 2024 to Feb 25, 2025
- Non-discretionary RAUM · $261M to $422MAug 16, 2024 to Feb 25, 2025
- Pension RAUM · 2644363.0 to unsetAug 16, 2024 to Feb 25, 2025
- RAUM · $533M to $629MAug 16, 2024 to Feb 25, 2025
- Accounts · 1,999 to 2,003Feb 8, 2024 to Feb 29, 2024
- BD registered reps · 46 to 44Feb 8, 2024 to Feb 29, 2024
- HNW clients · 330 to 379Feb 8, 2024 to Feb 29, 2024
- Individual clients · 1,665 to 1,611Feb 8, 2024 to Feb 29, 2024
- Pension plan clients · 4 to 10Feb 8, 2024 to Feb 29, 2024
- Employees · 46 to 44Feb 8, 2024 to Feb 29, 2024
Signals
10 dated events
- Steven Gregory Price left Cl Wealth Management Llc for Sb Advisory, Llc (registered 2026-03-17)Mar 3, 2026 · Advisor changed firm · fact
- Chiam Alexander Markowits (Manager) no longer on Schedule A of Cl Wealth Management Llc (listed 2024-02-29, absent 2024-05-02)May 2, 2024 · Control person left · inference
- 2 advisors left SB Advisory, LLC (Atlanta, GA) for CL Wealth Management LLC on the same dayJan 4, 2023 · Team lift-out · derived
- Timothy Bernard Woods left Cl Wealth Management Llc for William Blair & Company L.L.C. (registered 2022-03-02)Mar 24, 2022 · Advisor changed firm · fact
- William Paul Boscow left Cl Wealth Management Llc for Asteria Wealth Llc (registered 2022-04-11)Mar 11, 2022 · Advisor changed firm · fact
- Cl Wealth Management Llc reported RAUM $399.6M, up 65% from $242.9M (2020-01-03 to 2020-02-14)Feb 14, 2020 · RAUM change · derived
- Bjorn Jordan (Cco) appeared on Schedule A of Cl Wealth Management LlcFeb 14, 2020 · Control person joined · fact
- Farrell Roger Leibowitz (President) appeared on Schedule A of Cl Wealth Management LlcFeb 14, 2020 · Control person joined · fact
- Howard Davis (Cco) no longer on Schedule A of Cl Wealth Management Llc (listed 2020-01-03, absent 2020-02-14)Feb 14, 2020 · Control person left · inference
- Michael Craig Gould (President) no longer on Schedule A of Cl Wealth Management Llc (listed 2020-01-03, absent 2020-02-14)Feb 14, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-393-5800reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 404-969-1214reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 888-992-2268reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- pivotalwm.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-388-6200reportedpublic record, Form ADV, Aug 20, 2026
- Contact form
- pivotalwm.com/contact-forms-2reportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $17.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026