DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Alex Papadopoulos

Osaic Wealth, Inc.BD affiliatedEvanston, Ildual registrantIAPD 4066706

Feed of 09/14/2026

At current firm

2 y

since Sep 29, 2023

In the industry

26 y

since Feb 4, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Sep 29, 2023 · Evanston, Il
Iht Wealth Management LLC BD affiliated
Jul 18, 2014 to Oct 10, 2023 · Chicago, Il
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 23, 2009 to Jun 30, 2014 · Evanston, Il
Banc Of America Investment Services, Inc. unclassified
Oct 24, 2008 to Oct 23, 2009 · Chicago, Il
Lasalle Financial Services, Inc. unclassified
Aug 30, 2005 to Oct 24, 2008 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Iht Wealth Management LLC to Osaic Wealth, Inc.
left Oct 10, 2023, registered Sep 29, 2023 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Iht Wealth Management LLC
left Jun 30, 2014, registered Jul 18, 2014 (18 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Lasalle Financial Services, Inc. to Banc Of America Investment Services, Inc.
left Oct 24, 2008, registered Oct 24, 2008 (0 days) · corporate re-registration, not a move

Signals

Alex Papadopoulos left Iht Wealth Management Llc for Osaic Wealth, Inc. (registered 2023-09-29)
Oct 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address