DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•••• C•••••• L••
Latest filing Jan 30, 2026
First filing on the tape Mar 20, 2018 · 21 filings
SEC status approved since Apr 18, 2018
RAUM
$380M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
63%
$238M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$76.1M
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
13
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$380M as of Jan 30, 2026
Feb 21, 2019$135M then
HNW client RAUM$184M as of Jan 30, 2026
Feb 21, 2019$25.8M then
State-registered IARs (5.B.3)5 as of Jan 30, 2026
Feb 21, 20193 then
Employees (5.A)12 as of Jan 30, 2026
Feb 21, 20198 then
Private funds13 as of Jan 30, 2026
Feb 21, 20193 then
RAUM +24% over the last fiscal year+17% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Jan 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $76.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $975,540derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $65.9M, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$184M57%
- Pooled investment vehicles$65.9M20%
- Individuals$54.2M17%
- Banks and thrifts$15.7M4.8%
- Charitable organizations$4.2M1.3%
- Corporations and businesses$745,0000.2%
- Individual clients
- 261reported
- HNW clients
- 84reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 390reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $65.9M for 13 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.63 fund_share=0.17 institutional_share=0.01 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••••• E•••••• S•••••• | Miami, Fl | Nov 17, 2011 | 18 y | 2 |
| D•••• N•• G•••••• | Miami, Fl | Jul 18, 2012 | 18 y | 1 |
| L•••••• M••••• C•••• | Miami, Fl | Dec 9, 2020 | 26 y | 2 |
| E•••••••• G••••• | Miami, Fl | Jul 24, 2024 | 12 y | 4 |
| T••••••• P•••••• C••••••••• | Frisco, Co | Oct 31, 2025 | 44 y | 6 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••••• P•••••• C••••••••• from C•• C•••••• M••••••••• G••••• I•••Oct 31, 2025 · RIA to RIA
- E•••••••• G••••• from F•••• T•••• A••••••• L•Jul 24, 2024 · Other
- L•••••• M••••• C•••• from K••••• I••••••••• A••••••• I•••Dec 9, 2020 · Other
- A•••••• E•••••• S•••••• from S•••• I••••• A•••••••• L••Nov 17, 2011 · Other
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•• P•••••••• | Other Private Fund | $57.5M | 3 | Jan 23, 2020 |
| S• A••••••••• M••••••••• S••••••••• P•••••••• | Other Private Fund | $22.3M | 102 | Jul 13, 2017 |
| S• M••••••••• S••••• | Other Private Fund | $10.0M | 43 | Mar 20, 2018 |
| S• L••••• T•••••• S••••••••• | Other Private Fund | $9.8M | 66 | Mar 20, 2018 |
| S• O••••••••• C••••• S••••••••• P•••••••• | Other Private Fund | $8.9M | 62 | Jan 13, 2021 |
| W••••••••• D••• O••••••••• S••••• | Other Private Fund | $2.0M | 20 | Mar 1, 2022 |
| V•••••• O••••••••• I• S••••••••• P•••••••• | Venture Capital Fund | $1.2M | 16 | Mar 1, 2022 |
Owners and control persons
Schedule A and B, latest filing
- S••••••• A••••••• E•••••• · Chief Compliance Officercontrolsince 01/2012 · owns less than 5%
- G••••••• D••••• N•• · Ownercontrolsince 12/2010 · owns 75% or more of Skyview Ventures, Inc.
- S••••••• A••••••• E•••••• · Ownercontrolsince 12/2010 · owns 75% or more of Era Ventures Corporation
- T•••• E••••••• N•• · Ownercontrolsince 12/2010 · owns 75% or more of Agra Ventures Corporation
Entity owners
- A••• V••••••• C••••••••• · Memberdirect · owns 25% to 50%
- E•• V••••••• C••••••••• · Memberdirect · owns 25% to 50%
- S•••••• V•••••••• I••• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- Glide Capitalinvestment adviserpooled vehicle sponsornRAUM $328M
Advisers that list S•••• C•••••• L•• as a related person
- 288592 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Aventura, FL3 employees
What changed
consecutive filings, newest first
- Accounts · 544 to 390Jul 24, 2025 to Jan 30, 2026
- Advisory employees · 7 to 8Jul 24, 2025 to Jan 30, 2026
- Charity clients · 2 to 1Jul 24, 2025 to Jan 30, 2026
- HNW clients · 57 to 84Jul 24, 2025 to Jan 30, 2026
- Individual clients · 240 to 261Jul 24, 2025 to Jan 30, 2026
- Pooled vehicle clients · 10 to 13Jul 24, 2025 to Jan 30, 2026
- Assets in custody · $58.9M to $65.9MJul 24, 2025 to Jan 30, 2026
- Employees · 11 to 12Jul 24, 2025 to Jan 30, 2026
- State-registered IARs · 6 to 5Jul 24, 2025 to Jan 30, 2026
- Private funds · 10 to 13Jul 24, 2025 to Jan 30, 2026
- Discretionary RAUM · $293M to $367MJul 24, 2025 to Jan 30, 2026
- HNW RAUM · $130M to $184MJul 24, 2025 to Jan 30, 2026
- Individual RAUM · $69.0M to $54.2MJul 24, 2025 to Jan 30, 2026
- Non-discretionary RAUM · $13.9M to $13.8MJul 24, 2025 to Jan 30, 2026
- Pooled vehicle RAUM · $58.9M to $65.9MJul 24, 2025 to Jan 30, 2026
- RAUM · $307M to $380MJul 24, 2025 to Jan 30, 2026
- Advisory employees · 6 to 7Mar 21, 2025 to Jul 24, 2025
- BD registered reps · 1 to 2Mar 21, 2025 to Jul 24, 2025
- Employees · 10 to 11Mar 21, 2025 to Jul 24, 2025
- Financial planning clients · 0 to 0Mar 21, 2025 to Jul 24, 2025
- State-registered IARs · 5 to 6Mar 21, 2025 to Jul 24, 2025
- Accounts · 421 to 544Mar 13, 2024 to Jan 30, 2025
- Advisory employees · 3 to 6Mar 13, 2024 to Jan 30, 2025
- Advisory activities · 3 to 4Mar 13, 2024 to Jan 30, 2025
- Corporate clients · 5 to 3Mar 13, 2024 to Jan 30, 2025
- HNW clients · 33 to 57Mar 13, 2024 to Jan 30, 2025
- Individual clients · 173 to 240Mar 13, 2024 to Jan 30, 2025
- Pooled vehicle clients · 7 to 10Mar 13, 2024 to Jan 30, 2025
- Assets in custody · $59.9M to $58.9MMar 13, 2024 to Jan 30, 2025
- Employees · 7 to 10Mar 13, 2024 to Jan 30, 2025
- State-registered IARs · 3 to 5Mar 13, 2024 to Jan 30, 2025
- Private funds · 7 to 10Mar 13, 2024 to Jan 30, 2025
- Discretionary RAUM · $245M to $293MMar 13, 2024 to Jan 30, 2025
- HNW RAUM · $72.2M to $130MMar 13, 2024 to Jan 30, 2025
- Individual RAUM · $44.1M to $69.0MMar 13, 2024 to Jan 30, 2025
- Non-discretionary RAUM · $14.4M to $13.9MMar 13, 2024 to Jan 30, 2025
- Pooled vehicle RAUM · $59.9M to $58.9MMar 13, 2024 to Jan 30, 2025
- RAUM · $260M to $307MMar 13, 2024 to Jan 30, 2025
- Accounts · 239 to 421Mar 6, 2023 to Mar 13, 2024
- Charity clients · 3 to 2Mar 6, 2023 to Mar 13, 2024
Signals
1 dated events
- Smartinvest Capital Llc filed its initial SEC registration (Form ADV)Mar 20, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Scala Capital LLC · Private Equityshared crd · intermediary
- Scala Capital LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- emailus@scala-capital.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 305-539-3850reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- SCALA-CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-539-3850reportedpublic record, Form ADV, Jan 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026