DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Thomas Hern
Certified Financial Planner
Feed of 09/15/2026
Also filed as Richard Thomas Hern, Jr
At current firm
0 y
since Mar 23, 2026
In the industry
26 y
since Jan 21, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Consolidated Portfolio Review Corp independent RIA currentsince Mar 23, 2026 · Stoughton, Ma
- Cambridge Investment Research Advisors, Inc. BD affiliatedJan 12, 2015 to Mar 25, 2026 · Stoughton, Ma
- First Advisors National, LLC independent RIAFeb 11, 2013 to Jan 7, 2015 · Stoughton, Ma
- Institute For Wealth Advisors, Inc. formerJun 26, 2012 to Dec 31, 2012 · Stoughton, Ma
- Capital Choice Investment Advisers, Inc. unclassifiedAug 25, 2011 to Jun 26, 2012 · Greensboro, Ga
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Consolidated Portfolio Review Corpleft Mar 25, 2026, registered Mar 23, 2026 (-2 days) · Affiliated broker-dealer or bank to independent RIA
- First Advisors National, LLC to Cambridge Investment Research Advisors, Inc.left Jan 7, 2015, registered Jan 12, 2015 (5 days) · Other
- Institute For Wealth Advisors, Inc. to First Advisors National, LLCleft Dec 31, 2012, registered Feb 11, 2013 (42 days) · Other
- Capital Choice Investment Advisers, Inc. to Institute For Wealth Advisors, Inc.left Jun 26, 2012, registered Jun 26, 2012 (0 days) · Other
Signals
- Richard Thomas Hern left Cambridge Investment Research Advisors, Inc. for Consolidated Portfolio Review Corp (registered 2026-03-23)Mar 25, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address