RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• K•••• M••••••
- R••••• S•••••• C•••••• M••••••••• L•• independent RIA currentsince Dec 9, 2024 · Claremore, Ok
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 1, 2009 to Apr 1, 2014 · Tulsa, Ok
- C••••• I••••••••• S••••••• L•• formerApr 26, 2002 to Sep 30, 2009 · Oklahoma City, Ok
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R••••• S•••••• C•••••• M••••••••• L••left Apr 1, 2014, registered Dec 9, 2024 (3905 days) · Other
- C••••• I••••••••• S••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 30, 2009, registered Oct 1, 2009 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address