RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• C••••••••• M•••••••
- C•••• I••••••••• M••••••••• L•• independent RIA currentsince Mar 31, 2026 · Houston, Tx
- O•••• P•••••••• S••••••••• L•• BD affiliatedAug 25, 2023 to Jun 28, 2024 · Omaha, Ne
- C•••••• S••••• • C••• I••• national BDSep 22, 2017 to Jan 25, 2023 · Lone Tree, Co
- M••••• H••••• I••••••••• I•• mixed wealthAug 17, 2015 to Sep 20, 2017 · Issaquah, Wa
- I••••• F•••••••• C••••••••• formerFeb 5, 2014 to Apr 8, 2014 · Appleton, Wi
- O•••• P•••••••• S••••••••• L•• to C•••• I••••••••• M••••••••• L••left Jun 28, 2024, registered Mar 31, 2026 (641 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• S••••• • C••• I••• to O•••• P•••••••• S••••••••• L••left Jan 25, 2023, registered Aug 25, 2023 (212 days) · Affiliated broker-dealer or bank to another
- M••••• H••••• I••••••••• I•• to C•••••• S••••• • C••• I•••left Sep 20, 2017, registered Sep 22, 2017 (2 days) · Other
- I••••• F•••••••• C••••••••• to M••••• H••••• I••••••••• I••left Apr 8, 2014, registered Aug 17, 2015 (496 days) · Other
- J••••• C••••••••• M••••••• left O•••• P•••••••• S••••••••• L•• for C•••• I••••••••• M••••••••• L•• (registered 2026-03-31)Jun 28, 2024 · Advisor changed firm · fact
- J••••• C••••••••• M••••••• left C•••••• S••••• • C••• I••• for O•••• P•••••••• S••••••••• L•• (registered 2023-08-25)Jan 25, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address