DFX Intelligence
RIA Intelligence
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Registered advisor
L•• F•••••••• S•••
Feed of 09/14/2026
At current firm
2 y
since Nov 2, 2023
In the industry
23 y
since Sep 2, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince Nov 2, 2023 · Stuart, Fl
- W•••• F•••• A••••••• wirehouseNov 18, 2011 to May 2, 2018 · Boynton Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Nov 18, 2011 · Boynton Beach, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedDec 3, 2008 to Oct 23, 2009 · Boynton Beach, Fl
- W••• I••••••••• I••• unclassifiedDec 8, 2004 to Dec 2, 2008 · West Palm Beach, Fl
- P•••• S••••••••• L•• no RAUMFeb 4, 2004 to Sep 14, 2004 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to G•••• V••••• A•••••• G••••• L••left May 2, 2018, registered Nov 2, 2023 (2010 days) · Wirehouse to independent RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Nov 18, 2011, registered Nov 18, 2011 (0 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- W••• I••••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Dec 2, 2008, registered Dec 3, 2008 (1 days) · Other
- P•••• S••••••••• L•• to W••• I••••••••• I•••left Sep 14, 2004, registered Dec 8, 2004 (85 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address