B••••••• B••••••• L•••

R•••••• J•••• • A••••••••• I•••national BDFranklin, Tndual registrantIAPD 4083363

Certified Financial Planner

Feed of 09/14/2026

Also filed as B••• B• L•••

At current firm

7 y

since Oct 2, 2018

In the industry

26 y

since Jan 21, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Oct 2, 2018 · Franklin, Tn
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Oct 1, 2018 · Nashville, Tn
A• G• E•••••• • S•••• I••• unclassified
Feb 3, 2004 to Jan 1, 2008 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
left Oct 1, 2018, registered Oct 2, 2018 (1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address