RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• A••••• N••••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Mar 2, 2023 · Portland, Or
- C••••••• W••••• • C•• formerJan 4, 2010 to Jun 17, 2010 · Encino, Ca
- C••• F•••••••• S•••••••• L••• formerSep 8, 2004 to Apr 29, 2005 · Mission Viejo, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 14, 2002 to Aug 19, 2004 · West Covina, Ca
- C••••••• W••••• • C•• to S•••• F••• I••••••••• M••••••••• C••••left Jun 17, 2010, registered Mar 2, 2023 (4641 days) · Other
- C••• F•••••••• S•••••••• L••• to C••••••• W••••• • C••left Apr 29, 2005, registered Jan 4, 2010 (1711 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to C••• F•••••••• S•••••••• L•••left Aug 19, 2004, registered Sep 8, 2004 (20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address