DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thaddeus Norman Toal
Certified Financial Planner
Feed of 09/14/2026
Also filed as Ted Toal
At current firm
6 y
since Aug 3, 2020
In the industry
26 y
since Mar 8, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Rcs Financial Planning, LLC independent RIA currentsince Aug 3, 2020 · Annapolis, Md
- Rockwood Wealth Management, LLC independent RIAJan 6, 2009 to May 1, 2018 · New Hope, Pa
- Triton Wealth Management formerSep 10, 2004 to Dec 19, 2008 · Annapolis, Md
- Medallion Advisory Services, LLC unclassifiedFeb 22, 2002 to Oct 26, 2004 · Annapolis, Md
Moves
a registration end followed by a registration begin elsewhere
- Rockwood Wealth Management, LLC to Rcs Financial Planning, LLCleft May 1, 2018, registered Aug 3, 2020 (825 days) · RIA to RIA
- Triton Wealth Management to Rockwood Wealth Management, LLCleft Dec 19, 2008, registered Jan 6, 2009 (18 days) · Other
- Medallion Advisory Services, LLC to Triton Wealth Managementleft Oct 26, 2004, registered Sep 10, 2004 (-46 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address