C•••••••• M•••• M••••••

• S•••••• W••••• P•••••••• L•• BD affiliated current
  since Jan 31, 2023 · San Antonio, Tx
• W•••• F•••• A••••••• wirehouse
  Jan 3, 2011 to Feb 12, 2021 · Austin, Tx
• W•••• F•••• I••••••••• L•• unclassified
  Apr 8, 2005 to Jan 3, 2011 · San Antonio, Tx

• W•••• F•••• A••••••• to S•••••• W••••• P•••••••• L••
  left Feb 12, 2021, registered Jan 31, 2023 (718 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
  left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address