DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• C•••••• S••••

V•••• W••••• P•••••••state registeredWashington, DcIA-onlyIAPD 4091288

Certified Financial Planner

Feed of 09/14/2026

Also filed as Ed Smith

At current firm

4 y

since Apr 13, 2022

In the industry

26 y

since Feb 23, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•••• W••••• P••••••• state registered current
since Apr 13, 2022 · Washington, Dc
C• P••••••• C••• independent RIA
Sep 26, 2018 to Jun 1, 2022 · Boston, Ma
L•• F•••••••• L•• BD affiliated
Sep 18, 2009 to Aug 16, 2018 · Fort Mill, Sc
C••••• A•••••• N••••••• L•• former
Nov 7, 2005 to Sep 16, 2009 · Westboro, Ma
N•• E•••••• S••••••••• C••••••••• former
Sep 20, 2001 to Oct 20, 2005 · Riverside, Ri

Moves

a registration end followed by a registration begin elsewhere

C• P••••••• C••• to V•••• W••••• P•••••••
left Jun 1, 2022, registered Apr 13, 2022 (-49 days) · RIA to a state-registered adviser · moved with a team
L•• F•••••••• L•• to C• P••••••• C•••
left Aug 16, 2018, registered Sep 26, 2018 (41 days) · RIA to RIA
C••••• A•••••• N••••••• L•• to L•• F•••••••• L••
left Sep 16, 2009, registered Sep 18, 2009 (2 days) · Other
N•• E•••••• S••••••••• C••••••••• to C••••• A•••••• N••••••• L••
left Oct 20, 2005, registered Nov 7, 2005 (18 days) · Other

Signals

E••••• C•••••• S•••• left C• P••••••• C••• for V•••• W••••• P••••••• (registered 2022-04-13)
Jun 1, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address