DFX Intelligence
RIA Intelligence
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Registered advisor
J••••••• F•••• M•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••••• M•••••••
At current firm
21 y
since Jul 18, 2005
In the industry
26 y
since Jan 29, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••••• W••••• • T•• A••••••• independent RIA currentsince Jul 18, 2005 · Springboro, Oh
- E•• F•••••••• A••••••• independent RIAMar 21, 2003 to Aug 5, 2005 · Springboro, Oh
- E•••••••• A•••••••• L•• national BDJan 24, 2003 to Mar 18, 2003 · Kettering, Oh
Moves
a registration end followed by a registration begin elsewhere
- E•• F•••••••• A••••••• to M••••••• W••••• • T•• A•••••••left Aug 5, 2005, registered Jul 18, 2005 (-18 days) · Other
- E•••••••• A•••••••• L•• to E•• F•••••••• A•••••••left Mar 18, 2003, registered Mar 21, 2003 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address