RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• I• S••••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 3, 2026 · Garden City, Ny
- C••••••••• F•••••••• N•••••• national BDJun 29, 2022 to Mar 2, 2026 · Waltham, Ma
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Jul 5, 2022 · Irving, Tx
- 1•• G••••• A••••••• I•• formerFeb 25, 2015 to Oct 25, 2019 · Miami, Fl
- S•••••••• F•••••••• S•••••••• L•• unclassifiedAug 9, 2013 to Jul 29, 2022 · Garden City, Ny
- C••••••••• F•••••••• N•••••• to A••••••••• F•••••••• S•••••••• L••left Mar 2, 2026, registered Mar 3, 2026 (1 days) · Affiliated broker-dealer or bank to another
- S•••••••• F•••••••• S•••••••• L•• to 1•• G••••• A••••••• I••left Jul 29, 2022, registered Feb 25, 2015 (-2711 days) · Other
- A•••••• A••••••• S••••••• to C••••••••• F•••••••• N••••••left Jul 5, 2022, registered Jun 29, 2022 (-6 days) · Affiliated broker-dealer or bank to another
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- K••• I• S•••••••• left C••••••••• F•••••••• N•••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-03-03)Mar 2, 2026 · Advisor changed firm · fact
- K••• I• S•••••••• left S•••••••• F•••••••• S•••••••• L•• for 1•• G••••• A••••••• I•• (registered 2015-02-25)Jul 29, 2022 · Advisor changed firm · fact
- K••• I• S•••••••• left A•••••• A••••••• S••••••• for C••••••••• F•••••••• N•••••• (registered 2022-06-29)Jul 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 49derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address