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RIA Intelligence
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Registered advisor
R••••• J•••• W•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Rod W•••••••
At current firm
1 y
since Jul 8, 2025
In the industry
12 y
since Sep 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• F•••••••• E•••••• independent RIA currentsince Jul 8, 2025 · Manassas, Va
- C•••••• S••••• • C••• I••• national BDMar 2, 2022 to Jun 27, 2023 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 21, 2014 to Jun 27, 2023 · Salt Lake City, Ut
- T• A••••••••• I••• formerOct 21, 2014 to Oct 14, 2022 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Jun 27, 2023, registered Mar 2, 2022 (-482 days) · channel change inside one enterprise, not a move
- C•••••• S••••• • C••• I••• to E•••••• F•••••••• E••••••left Jun 27, 2023, registered Jul 8, 2025 (742 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Oct 21, 2014 (-2915 days) · corporate re-registration, not a move
Signals
- R••••• J•••• W••••••• left C•••••• S••••• • C••• I••• for E•••••• F•••••••• E•••••• (registered 2025-07-08)Jun 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address