RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P•••• S•••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 2, 2019 · Stow, Oh
- W•••••• • R••• formerJan 25, 2013 to Jul 30, 2019 · Grand Blanc, Mi
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jan 16, 2013 · Commerce Twp, Mi
- C•••• I••••••••• S••••••• C•••• formerJun 26, 2006 to Oct 1, 2012 · Comerce Twp, Mi
- W•••••• • R••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 30, 2019, registered Aug 2, 2019 (3 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to W•••••• • R•••left Jan 16, 2013, registered Jan 25, 2013 (9 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address