RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O••••• M••••••
- P••• A••••• S••••••••• L•• BD affiliated currentsince Dec 16, 2020 · Bethlehem, Pa
- H• B•••• I••• formerAug 3, 2018 to Sep 17, 2019 · Rockville, Md
- F•••••••• W••• G•••• formerFeb 8, 2006 to Jun 6, 2006 · Marshfield, Wi
- H• B•••• I••• to P••• A••••• S••••••••• L••left Sep 17, 2019, registered Dec 16, 2020 (456 days) · Affiliated broker-dealer or bank to another
- F•••••••• W••• G•••• to H• B•••• I•••left Jun 6, 2006, registered Aug 3, 2018 (4441 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address