DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Feed of 09/14/2026
Also filed as G••••• J B••••••
At current firm
2 y
since Jul 25, 2024
In the industry
26 y
since Mar 15, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 25, 2024 · Boise, Id
- R•• C•••••• M••••••• L•• national BDMar 21, 2003 to Aug 7, 2024 · Eagle, Id
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 3, 2000 to Mar 25, 2003 · Boise, Id
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to M••••• S••••••left Aug 7, 2024, registered Jul 25, 2024 (-13 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••left Mar 25, 2003, registered Mar 21, 2003 (-4 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- G••••• J•••• B•••••• left R•• C•••••• M••••••• L•• for M••••• S•••••• (registered 2024-07-25)Aug 7, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address