DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••••• V••••• S•••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedTelford, Padual registrantIAPD 4101705

Certified Financial Planner

Feed of 09/14/2026

At current firm

2 y

since May 1, 2024

In the industry

26 y

since Apr 13, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since May 1, 2024 · Telford, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to May 7, 2024 · Telford, Pa
C••••• A•••••• N••••••• L•• former
Aug 15, 2016 to Jun 29, 2023 · Telford, Pa
G••••• A••••••• S•••••••• L•• independent RIA
Mar 27, 2015 to Aug 19, 2016 · Souderton, Pa
G••••• P•••••• S•••••••• L•• institutional
Oct 2, 2012 to Aug 19, 2016 · Allentown, Pa
U•••••• I••••••••• I••• former
Sep 5, 2012 to Mar 27, 2015 · Souderton, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left May 7, 2024, registered May 1, 2024 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
G••••• P•••••• S•••••••• L•• to G••••• A••••••• S•••••••• L••
left Aug 19, 2016, registered Mar 27, 2015 (-511 days) · Other
G••••• A••••••• S•••••••• L•• to C••••• A•••••• N••••••• L••
left Aug 19, 2016, registered Aug 15, 2016 (-4 days) · Other
U•••••• I••••••••• I••• to G••••• P•••••• S•••••••• L••
left Mar 27, 2015, registered Oct 2, 2012 (-906 days) · Other

Signals

T•••••• V••••• S••••••• left C••••• I••••••••• A••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-05-01)
May 7, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address