DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jose Lino Huerfano
Feed of 09/14/2026
Also filed as Joseph Huerfano
At current firm
13 y
since Oct 1, 2012
In the industry
26 y
since Jan 14, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Oct 1, 2012 · New York, Ny
- Chase Investment Services Corp. formerOct 7, 2010 to Oct 1, 2012 · New York, Ny
- Banc Of America Investment Services, Inc. unclassifiedNov 4, 2005 to Apr 28, 2009 · Summit, Nj
- Tower Square Securities, Inc. formerJan 3, 2005 to Oct 25, 2005 · New Providence, Nj
- Ladenburg Thalmann Asset Management Inc otherAug 2, 2004 to Feb 8, 2005 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Banc Of America Investment Services, Inc. to Chase Investment Services Corp.left Apr 28, 2009, registered Oct 7, 2010 (527 days) · Other
- Tower Square Securities, Inc. to Banc Of America Investment Services, Inc.left Oct 25, 2005, registered Nov 4, 2005 (10 days) · Other
- Ladenburg Thalmann Asset Management Inc to Tower Square Securities, Inc.left Feb 8, 2005, registered Jan 3, 2005 (-36 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address