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Registered advisor

J•••• S••••• F•••••••

L•• F•••••••• L••BD affiliatedMerrick, Nydual registrantIAPD 4107032

Feed of 09/14/2026

At current firm

2 y

since May 1, 2024

In the industry

26 y

since Apr 17, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 1, 2024 · Merrick, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Jan 24, 2014 to Apr 10, 2024 · Franklin Square, Ny
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Jan 17, 2014 · Franklin Square, Ny
C•••• I••••••••• S••••••• C•••• former
Jul 29, 2010 to Oct 1, 2012 · Smithtown, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Aug 6, 2008 · Uniondale, Ny
C••••••• I••••••••• S••••••• unclassified
Oct 8, 2004 to May 29, 2007 · Hauppauge, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••
left Apr 10, 2024, registered May 1, 2024 (21 days) · Affiliated broker-dealer or bank to another · moved with a team
J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••
left Jan 17, 2014, registered Jan 24, 2014 (7 days) · Other
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to C•••• I••••••••• S••••••• C••••
left Aug 6, 2008, registered Jul 29, 2010 (722 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Signals

J•••• S••••• F••••••• left C•••••••• G••••• M•••••• I••• for L•• F•••••••• L•• (registered 2024-05-01)
Apr 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address