RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• M••••••• H••••
- L•• F•••••••• L•• BD affiliated currentsince May 1, 2023 · Overland Park, Ks
- W•••••• • R••• formerJan 20, 2016 to May 13, 2021 · Overland Park, Ks
- C••••• A••••••• L•• formerOct 14, 2014 to Nov 25, 2015 · Overland Park, Ks
- S••••••• W••••• A•••••••• I••• unclassifiedDec 1, 2000 to Apr 4, 2008 · Overland Park, Ks
- W•••••• • R••• to L•• F•••••••• L••left May 13, 2021, registered May 1, 2023 (718 days) · Affiliated broker-dealer or bank to another
- C••••• A••••••• L•• to W•••••• • R•••left Nov 25, 2015, registered Jan 20, 2016 (56 days) · Other
- S••••••• W••••• A•••••••• I••• to C••••• A••••••• L••left Apr 4, 2008, registered Oct 14, 2014 (2384 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address