DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sarah Jo Emery
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Sarah Jo Duncan
At current firm
1 y
since Dec 9, 2024
In the industry
26 y
since Feb 14, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Dec 9, 2024 · Pinckney, Mi
- LPL Financial LLC BD affiliatedDec 2, 2019 to Dec 11, 2024 · Pinckney, Mi
- Cetera Investment Advisers LLC BD affiliatedJan 21, 2014 to Dec 2, 2019 · Brighton, Mi
- Cetera Investment Services LLC formerApr 16, 2013 to Jan 21, 2014 · Brighton, Mi
- Hantz Financial Services, Inc. independent RIAFeb 2, 2011 to Apr 11, 2013 · Ann Arbor, Mi
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Cetera Investment Advisers LLCleft Dec 11, 2024, registered Dec 9, 2024 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- Cetera Investment Advisers LLC to LPL Financial LLCleft Dec 2, 2019, registered Dec 2, 2019 (0 days) · Affiliated broker-dealer or bank to another
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- Hantz Financial Services, Inc. to Cetera Investment Services LLCleft Apr 11, 2013, registered Apr 16, 2013 (5 days) · Other
Signals
- Sarah Jo Emery left Lpl Financial Llc for Cetera Investment Advisers Llc (registered 2024-12-09)Dec 11, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address