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Registered advisor
G••••• N• M•••••••
Feed of 09/15/2026
Also filed as G••••• Nick M•••••••
At current firm
7 y
since Oct 23, 2018
In the industry
22 y
since Jun 1, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••• C•••••• F•••••••• mixed wealth currentsince Oct 23, 2018 · Greenwood Village, Co
- C•••••• S••••• • C••• I••• national BDApr 5, 2007 to Aug 30, 2017 · Englewood, Co
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to P•••• C•••••• F••••••••left Aug 30, 2017, registered Oct 23, 2018 (419 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address